Lazard Asset Management’s VelocityShares Daily Inverse VIX Medium Term ETN ZIV Stock Holding History

Lazard Asset Management’s Portfolio ZIV Stock Details ZIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-101,875	Closed	-$4.73M	–	1187
2015 Q2	$4.73M	Sell	101,875 -205	-0.2%	-$9.34K	0.01%	526
2015 Q1	$4.29M	Buy	+102,080	New	+$4.19M	0.01%	556
2014 Q4	–	Sell	-235,655	Closed	-$10.4M	–	1183
2014 Q3	$10.4M	Buy	235,655 +114,330	+94%	+$5.36M	0.02%	379
2014 Q2	$5.64M	Buy	+121,325	New	+$5.1M	0.01%	506

Other funds holding ZIV

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

JBF Capital Aspen, Colorado $676M AUM 24.74% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 51.91% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MRI

Mad River Investors Boston, Massachusetts $278M AUM 32.21% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $61.3B AUM 39.33% 1-Year Est. Return

RBF Capital San Francisco, California $2.05B AUM 29.64% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Lazard Asset Management's ZIV Position: Q3 2015 in Review

Lazard Asset Management sold out of VelocityShares Daily Inverse VIX Medium Term ETN (ZIV) in Q3 2015, closing a stake of 101,875 shares — an estimated $4.73M sold.

Lazard Asset Management first reported a position in ZIV in Q2 2014 and held it in 4 quarters. The position peaked at $10.4M in Q3 2014. 17 funds tracked by Wall St. Rank hold ZIV as of Q3 2015.

Lazard Asset Management reported no remaining VelocityShares Daily Inverse VIX Medium Term ETN position as of Q3 2015 after selling out during the quarter.
Lazard Asset Management sold 101,875 VelocityShares Daily Inverse VIX Medium Term ETN shares in Q3 2015, an estimated $4.73M.
Lazard Asset Management first reported a position in VelocityShares Daily Inverse VIX Medium Term ETN in Q2 2014 and held it in 4 quarters.
Lazard Asset Management's VelocityShares Daily Inverse VIX Medium Term ETN position peaked at $10.4M in Q3 2014.
17 funds tracked by Wall St. Rank held VelocityShares Daily Inverse VIX Medium Term ETN as of Q3 2015.

Based on Lazard Asset Management's 13F filing for Q3 2015, filed 13 Nov 2015.