KSA Capital Management’s VelocityShares Daily Inverse VIX Short Term ETN XIV Stock Holding History

KSA Capital Management’s Portfolio XIV Stock Details XIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-10,000	Closed	-$250K	–	40
2016 Q2	$250K	Hold	10,000	–	–	0.06%	29
2016 Q1	$258K	Hold	10,000	–	–	0.05%	38
2015 Q4	$258K	Hold	10,000	–	–	0.07%	26
2015 Q3	$244K	Sell	10,000 -180,000	-95%	-$6.69M	0.09%	28
2015 Q2	$7.18M	Buy	190,000 +85,000	+81%	+$3.64M	2.61%	5
2015 Q1	$3.64M	Buy	105,000 +3,600	+4%	+$110K	0.93%	16
2014 Q4	$3.16M	Buy	+101,400	New	+$3.55M	0.83%	25

Other funds holding XIV

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return

Toews Corporation Northfield, New Jersey $259M AUM 5.15% 1-Year Est. Return

CCMG

Clark Capital Management Group Philadelphia, Pennsylvania $16.2B AUM 29.8% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

KSA Capital Management's XIV Position: Q3 2016 in Review

KSA Capital Management sold out of VelocityShares Daily Inverse VIX Short Term ETN (XIV) in Q3 2016, closing a stake of 10,000 shares — an estimated $250K sold.

KSA Capital Management first reported a position in XIV in Q4 2014 and held it in 7 quarters. The position peaked at $7.18M in Q2 2015. 51 funds tracked by Wall St. Rank hold XIV as of Q3 2016.

KSA Capital Management reported no remaining VelocityShares Daily Inverse VIX Short Term ETN position as of Q3 2016 after selling out during the quarter.
KSA Capital Management sold 10,000 VelocityShares Daily Inverse VIX Short Term ETN shares in Q3 2016, an estimated $250K.
KSA Capital Management first reported a position in VelocityShares Daily Inverse VIX Short Term ETN in Q4 2014 and held it in 7 quarters.
KSA Capital Management's VelocityShares Daily Inverse VIX Short Term ETN position peaked at $7.18M in Q2 2015.
51 funds tracked by Wall St. Rank held VelocityShares Daily Inverse VIX Short Term ETN as of Q3 2016.

Based on KSA Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.