Kovack Advisors’s ProShares Russell 2000 Dividend Growers ETF SMDV Stock Holding History

Kovack Advisors’s Portfolio SMDV Stock Details SMDV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-7,627	Closed	-$364K	–	307
2016 Q3	$364K	Sell	7,627 -435	-5%	-$20.6K	0.18%	139
2016 Q2	$379K	Buy	8,062 +3,031	+60%	+$134K	0.2%	118
2016 Q1	$219K	Buy	+5,031	New	+$204K	0.14%	193

Other funds holding SMDV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NCM

Niemann Capital Management Stateline, Nevada $788K AUM 23.27% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Kovack Advisors's SMDV Position: Q4 2016 in Review

Kovack Advisors sold out of ProShares Russell 2000 Dividend Growers ETF (SMDV) in Q4 2016, closing a stake of 7,627 shares — an estimated $364K sold.

Kovack Advisors first reported a position in SMDV in Q1 2016 and held it in 3 quarters. The position peaked at $379K in Q2 2016. 45 funds tracked by Wall St. Rank hold SMDV as of Q4 2016.

Kovack Advisors reported no remaining ProShares Russell 2000 Dividend Growers ETF position as of Q4 2016 after selling out during the quarter.
Kovack Advisors sold 7,627 ProShares Russell 2000 Dividend Growers ETF shares in Q4 2016, an estimated $364K.
Kovack Advisors first reported a position in ProShares Russell 2000 Dividend Growers ETF in Q1 2016 and held it in 3 quarters.
Kovack Advisors's ProShares Russell 2000 Dividend Growers ETF position peaked at $379K in Q2 2016.
45 funds tracked by Wall St. Rank held ProShares Russell 2000 Dividend Growers ETF as of Q4 2016.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.