Kovack Advisors’s ProShares S&P SmallCap 600 Dividend Aristocrats ETF SMDV Stock Holding History

Kovack Advisors’s Portfolio SMDV Stock Details SMDV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-7,627	Closed	-$364K	–	307
2016 Q3	$364K	Sell	7,627 -435	-5%	-$20.6K	0.18%	139
2016 Q2	$379K	Buy	8,062 +3,031	+60%	+$134K	0.2%	118
2016 Q1	$219K	Buy	+5,031	New	+$204K	0.14%	193

Other funds holding SMDV

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

NCM

Niemann Capital Management Stateline, Nevada $788K AUM 23.27% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Kovack Advisors's SMDV Position: Q4 2016 in Review

Kovack Advisors sold out of ProShares S&P SmallCap 600 Dividend Aristocrats ETF (SMDV) in Q4 2016, closing a stake of 7,627 shares — an estimated $364K sold.

Kovack Advisors first reported a position in SMDV in Q1 2016 and held it in 3 quarters. The position peaked at $379K in Q2 2016. 45 funds tracked by Wall St. Rank hold SMDV as of Q4 2016.

Kovack Advisors reported no remaining ProShares S&P SmallCap 600 Dividend Aristocrats ETF position as of Q4 2016 after selling out during the quarter.
Kovack Advisors sold 7,627 ProShares S&P SmallCap 600 Dividend Aristocrats ETF shares in Q4 2016, an estimated $364K.
Kovack Advisors first reported a position in ProShares S&P SmallCap 600 Dividend Aristocrats ETF in Q1 2016 and held it in 3 quarters.
Kovack Advisors's ProShares S&P SmallCap 600 Dividend Aristocrats ETF position peaked at $379K in Q2 2016.
45 funds tracked by Wall St. Rank held ProShares S&P SmallCap 600 Dividend Aristocrats ETF as of Q4 2016.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.