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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
201
Southern Company
SO
$110B
$493K 0.12%
11,969
-496
-4% -$21.4K
BOCH
202
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$491K 0.12%
85,517
-2,000
-2% -$10.4K
DPG
203
Duff & Phelps Utility and Infrastructure Fund
DPG
$539M
$489K 0.12%
26,150
+12,250
+88% +$229K
SLV icon
204
iShares Silver Trust
SLV
$28.1B
$489K 0.12%
23,413
+3,835
+20% +$79.2K
CMCSA icon
205
Comcast
CMCSA
$79.1B
$483K 0.12%
21,408
+1,898
+10% +$41.3K
SJNK icon
206
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$480K 0.12%
+15,744
New +$480K
PX
207
DELISTED
Praxair Inc
PX
$479K 0.12%
3,984
+546
+16% +$64.8K
SRLN icon
208
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$478K 0.12%
+9,576
New +$478K
BKH icon
209
Black Hills Corp
BKH
$5.73B
$476K 0.12%
9,541
-275
-3% -$13.9K
PSX icon
210
Phillips 66
PSX
$82.9B
$474K 0.12%
8,208
+848
+12% +$49.2K
SIRE
211
DELISTED
Sisecam Resources LP
SIRE
$472K 0.11%
+25,745
New +$468K
FTF
212
Franklin Limited Duration Income Trust
FTF
$233M
$459K 0.11%
35,295
+7,056
+25% +$90.2K
MOS icon
213
The Mosaic Company
MOS
$7.09B
$459K 0.11%
+10,680
New +$497K
GBX icon
214
The Greenbrier Companies
GBX
$1.61B
$458K 0.11%
18,500
– –
DEM icon
215
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$454K 0.11%
8,783
-1,969
-18% -$98.9K
AZN icon
216
AstraZeneca
AZN
$263B
$452K 0.11%
8,696
+375
+5% +$18.8K
IWN icon
217
iShares Russell 2000 Value ETF
IWN
$14.4B
$451K 0.11%
+4,915
New +$443K
PCAR icon
218
PACCAR
PCAR
$69.6B
$446K 0.11%
12,020
+2,571
+27% +$95.6K
TSLA icon
219
Tesla
TSLA
$1.24T
$446K 0.11%
+34,635
New +$343K
SLB icon
220
SLB Ltd
SLB
$77.8B
$433K 0.11%
4,905
+2,116
+76% +$174K
VEU icon
221
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$429K 0.1%
8,819
+1,832
+26% +$86K
VCSH icon
222
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$427K 0.1%
5,368
-229
-4% -$18.2K
WAB icon
223
Wabtec
WAB
$51.1B
$427K 0.1%
6,787
-340
-5% -$20K
DHS icon
224
WisdomTree US High Dividend Fund
DHS
$1.56B
$425K 0.1%
8,190
– –
OXY icon
225
Occidental Petroleum
OXY
$57B
$424K 0.1%
4,729
+72
+2% +$6.19K
7 8
9
10 11

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WIC
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.