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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWR icon
176
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$565K 0.14%
7,753
+166
+2% +$12.4K
ULQ
177
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$564K 0.14%
+11,242
New +$564K
UNP icon
178
Union Pacific
UNP
$183B
$556K 0.14%
7,160
+3,366
+89% +$266K
DX
179
Dynex Capital
DX
$2.99B
$555K 0.14%
21,093
+873
+4% +$23.3K
CNX icon
180
CNX Resources
CNX
$4.85B
$552K 0.13%
19,692
+607
+3% +$15.9K
IWO icon
181
iShares Russell 2000 Growth ETF
IWO
$14.5B
$548K 0.13%
+4,356
New +$525K
PFN
182
PIMCO Income Strategy Fund II
PFN
$695M
$547K 0.13%
53,617
+15,252
+40% +$155K
SGOL icon
183
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$547K 0.13%
41,810
– –
IAU icon
184
iShares Gold Trust
IAU
$63B
$546K 0.13%
21,195
+7,529
+55% +$194K
DSL
185
DoubleLine Income Solutions Fund
DSL
$1.21B
$544K 0.13%
+24,800
New +$532K
EMR icon
186
Emerson Electric
EMR
$82.9B
$542K 0.13%
8,374
-251
-3% -$15.4K
IWR icon
187
iShares Russell Mid-Cap ETF
IWR
$56.8B
$538K 0.13%
15,480
-2,420
-14% -$82.7K
BMY icon
188
Bristol-Myers Squibb
BMY
$127B
$535K 0.13%
11,554
-1,113
-9% -$48.9K
PHYS icon
189
Sprott Physical Gold
PHYS
$14.6B
$530K 0.13%
48,099
-455
-0.9% -$5.04K
SSD icon
190
Simpson Manufacturing
SSD
$7.98B
$524K 0.13%
16,102
– –
XLV icon
191
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$524K 0.13%
10,362
+2,825
+37% +$142K
IGSB icon
192
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$521K 0.13%
9,896
+1,708
+21% +$89.6K
V icon
193
Visa
V
$677B
$519K 0.13%
10,856
-220
-2% -$10.2K
WIN
194
DELISTED
Windstream Holdings Inc
WIN
$518K 0.13%
8,280
-2,631
-24% -$170K
CI icon
195
Cigna
CI
$76.6B
$515K 0.13%
+6,702
New +$523K
WAIR
196
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$515K 0.13%
24,600
+3,250
+15% +$64K
UNH icon
197
UnitedHealth
UNH
$382B
$514K 0.13%
7,182
-668
-9% -$47.8K
EMC
198
DELISTED
EMC CORPORATION
EMC
$512K 0.12%
20,032
+396
+2% +$10.3K
BAB icon
199
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$499K 0.12%
+18,284
New +$502K
APA icon
200
APA Corp
APA
$12.8B
$497K 0.12%
5,832
-413
-7% -$34.3K
6 7
8
9 10

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WIC
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QLMGAA
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.