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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCY icon
151
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$684K 0.17%
25,017
+6,533
+35% +$177K
PCP
152
DELISTED
PRECISION CASTPARTS CORP
PCP
$679K 0.17%
2,988
-59
-2% -$13.3K
XLE icon
153
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$671K 0.16%
16,184
+2,282
+16% +$94K
LGF
154
DELISTED
Lions Gate Entertainment
LGF
$666K 0.16%
+18,991
New +$644K
STPZ icon
155
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$660K 0.16%
12,447
+240
+2% +$12.7K
F icon
156
Ford
F
$57.3B
$659K 0.16%
39,031
+7,149
+22% +$121K
WIW
157
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$646K 0.16%
55,725
+42,175
+311% +$492K
EAPS
158
DELISTED
PAX MSCI EAFE ESG INDEX ETF
EAPS
$640K 0.16%
22,700
+2,329
+11% +$63.4K
MOO icon
159
VanEck Agribusiness ETF
MOO
$989M
$629K 0.15%
12,251
+4,002
+49% +$205K
BOND icon
160
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$621K 0.15%
5,868
-1,611
-22% -$169K
FAX
161
abrdn Asia-Pacific Income Fund
FAX
$590M
$613K 0.15%
16,853
+10,194
+153% +$373K
KBWP icon
162
Invesco KBW Property & Casualty Insurance ETF
KBWP
$269M
$613K 0.15%
16,778
+1,430
+9% +$51.3K
PAYX icon
163
Paychex
PAYX
$40.4B
$613K 0.15%
15,097
-4,479
-23% -$177K
XLU icon
164
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$610K 0.15%
32,642
-3,220
-9% -$61.3K
MFA
165
MFA Financial
MFA
$929M
$603K 0.15%
20,227
-1,150
-5% -$35.3K
EWC icon
166
iShares MSCI Canada ETF
EWC
$6.04B
$599K 0.15%
21,130
+3,526
+20% +$97.7K
RSP icon
167
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$596K 0.15%
9,141
+2,904
+47% +$187K
UPS icon
168
United Parcel Service
UPS
$97.6B
$595K 0.14%
6,509
+1,438
+28% +$126K
CCJ icon
169
Cameco
CCJ
$38.3B
$594K 0.14%
32,886
-948
-3% -$19K
TBT icon
170
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
$593K 0.14%
7,883
+451
+6% +$34.8K
SE
171
DELISTED
Spectra Energy Corp Wi
SE
$593K 0.14%
17,331
-316
-2% -$10.9K
FDL icon
172
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$572K 0.14%
27,433
+15,001
+121% +$317K
HBI
173
DELISTED
Hanesbrands
HBI
$569K 0.14%
36,500
-1,200
-3% -$17.9K
REZ icon
174
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$567K 0.14%
11,819
+929
+9% +$46K
PSA icon
175
Public Storage
PSA
$60.2B
$566K 0.14%
3,523
+1,089
+45% +$173K
5 6
7
8 9

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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.