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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
126
Caterpillar
CAT
$409B
$802K 0.2%
9,619
+2,001
+26% +$169K
AGNC icon
127
AGNC Investment
AGNC
$12.3B
$797K 0.19%
35,314
+160
+0.5% +$3.6K
DBC icon
128
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$787K 0.19%
30,537
+7,010
+30% +$183K
VNR
129
DELISTED
Vanguard Natural Resources, LLC
VNR
$781K 0.19%
27,930
-1,550
-5% -$42.5K
OHI icon
130
Omega Healthcare
OHI
$15.4B
$778K 0.19%
26,040
+5,045
+24% +$154K
HD icon
131
Home Depot
HD
$332B
$766K 0.19%
10,090
+1,732
+21% +$134K
BAC icon
132
Bank of America
BAC
$435B
$764K 0.19%
55,392
+12,404
+29% +$177K
NSC icon
133
Norfolk Southern
NSC
$78.8B
$763K 0.19%
9,871
+573
+6% +$42.9K
AXP icon
134
American Express
AXP
$223B
$757K 0.18%
10,025
+266
+3% +$20K
IWM icon
135
iShares Russell 2000 ETF
IWM
$80.9B
$755K 0.18%
7,081
+2,312
+48% +$239K
MMM icon
136
3M
MMM
$89B
$752K 0.18%
7,535
+913
+14% +$88.8K
AGG icon
137
iShares Core US Aggregate Bond ETF
AGG
$138B
$751K 0.18%
7,007
-424
-6% -$45.2K
IVOO icon
138
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
$750K 0.18%
17,900
– –
HTH icon
139
Hilltop Holdings
HTH
$2.29B
$735K 0.18%
+39,750
New +$669K
SDY icon
140
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$735K 0.18%
10,656
+2,745
+35% +$189K
SABA
141
Saba Capital Income & Opportunities Fund II
SABA
$220M
$734K 0.18%
43,920
-3,809
-8% -$62.8K
PBW icon
142
Invesco WilderHill Clean Energy ETF
PBW
$390M
$733K 0.18%
23,070
+1,440
+7% +$41.6K
IWP icon
143
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$728K 0.18%
18,640
+5,136
+38% +$196K
ALL icon
144
Allstate
ALL
$66.9B
$724K 0.18%
14,331
-82
-0.6% -$4.12K
UTL icon
145
Unitil
UTL
$1,000M
$721K 0.18%
24,635
– –
UAN icon
146
CVR Partners
UAN
$1.3B
$713K 0.17%
4,029
+665
+20% +$135K
PM icon
147
Philip Morris
PM
$301B
$691K 0.17%
7,983
+788
+11% +$68.9K
IBB icon
148
iShares Biotechnology ETF
IBB
$9.31B
$690K 0.17%
9,870
+2,943
+42% +$193K
PCL
149
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$686K 0.17%
14,659
+285
+2% +$13.3K
MDT icon
150
Medtronic
MDT
$107B
$684K 0.17%
12,840
-586
-4% -$31.5K
4 5
6
7 8

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AWMDMG
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WIC
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CHFS
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.