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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABB
101
DELISTED
ABB Ltd
ABB
$1.03M 0.25%
43,797
-4,775
-10% -$108K
PKO
102
DELISTED
Pimco Income Opportunity Fund
PKO
$1.03M 0.25%
37,572
+4,411
+13% +$120K
DHC
103
Diversified Healthcare Trust
DHC
$2.26B
$1.02M 0.25%
44,218
+3,958
+10% +$95.8K
JNK icon
104
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1M 0.24%
8,408
-840
-9% -$100K
PKB icon
105
Invesco Building & Construction ETF
PKB
$438M
$1M 0.24%
49,367
+5,958
+14% +$118K
IWF icon
106
iShares Russell 1000 Growth ETF
IWF
$122B
$963K 0.23%
49,272
+5,124
+12% +$98.1K
IWS icon
107
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$959K 0.23%
15,741
+1,898
+14% +$114K
XHB icon
108
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$955K 0.23%
31,217
+3,107
+11% +$92.9K
RDS.A
109
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$947K 0.23%
14,419
+1,860
+15% +$122K
JCI icon
110
Johnson Controls International
JCI
$87.5B
$945K 0.23%
21,734
+483
+2% +$20.5K
PFF icon
111
iShares Preferred and Income Securities ETF
PFF
$13.2B
$913K 0.22%
24,046
-3,816
-14% -$146K
CNI icon
112
Canadian National Railway
CNI
$78.3B
$910K 0.22%
17,952
-836
-4% -$41.3K
SPAB icon
113
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$905K 0.22%
31,794
-1,570
-5% -$44.3K
TKR icon
114
Timken Company
TKR
$9.82B
$897K 0.22%
20,736
+324
+2% +$13.9K
PPL
115
PPL Corp
PPL
$27.3B
$894K 0.22%
31,594
+16,869
+115% +$484K
CSCO icon
116
Cisco
CSCO
$450B
$873K 0.21%
37,228
+719
+2% +$17.9K
BBEP
117
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$855K 0.21%
46,650
-9,190
-16% -$163K
LQD icon
118
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$854K 0.21%
7,522
-1,384
-16% -$157K
WMT icon
119
Walmart Inc
WMT
$871B
$848K 0.21%
34,392
+14,175
+70% +$357K
EEM icon
120
iShares MSCI Emerging Markets ETF
EEM
$28B
$840K 0.2%
+20,616
New +$816K
ITOT icon
121
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$837K 0.2%
21,702
+930
+4% +$35.7K
YUM icon
122
Yum! Brands
YUM
$41B
$829K 0.2%
+16,162
New +$838K
VBK icon
123
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$827K 0.2%
7,226
+14
+0.2% +$1.55K
IWV icon
124
iShares Russell 3000 ETF
IWV
$19.5B
$808K 0.2%
7,993
+547
+7% +$54.8K
KOG
125
DELISTED
KODIAK OIL & GAS CORP
KOG
$807K 0.2%
66,925
-1,500
-2% -$15K
3 4
5
6 7

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WIC
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CHFS
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.