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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZIXI
476
DELISTED
Zix Corporation
ZIXI
– –
-10,325
Closed -$44K
TRQ
477
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-3,532
Closed -$161K
NIO
478
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
– –
-20,432
Closed -$286K
RNF
479
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
– –
-14,000
Closed -$401K
GTU
480
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
– –
-11,655
Closed -$515K
ACI
481
DELISTED
ARCH COAL, INC.
ACI
– –
-2,430
Closed -$92K
MILL
482
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
– –
-100,900
Closed -$404K
ANR
483
DELISTED
Alpha Natural Resources Inc
ANR
– –
-19,200
Closed -$100K
KMR
484
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-3,021
Closed -$228K
AXJL
485
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
– –
-6,900
Closed -$437K
TNH
486
DELISTED
Terra Nitrogen
TNH
– –
-1,049
Closed -$224K
XIV
487
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
– –
-92,294
Closed -$1.84M
LNCO
488
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-20,200
Closed -$544K
16 17 18 19
20

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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.