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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
26
3M
MMM
$84.2B
$4.55M 0.64%
38,430
+902
+2% +$108K
MO icon
27
Altria Group
MO
$124B
$4.53M 0.64%
98,600
+1,045
+1% +$44.8K
JPM icon
28
JPMorgan Chase
JPM
$906B
$4.52M 0.63%
75,025
+6,763
+10% +$395K
WFC icon
29
Wells Fargo
WFC
$264B
$4.36M 0.61%
84,008
+3,642
+5% +$187K
SBUX icon
30
Starbucks
SBUX
$119B
$4.33M 0.61%
114,686
+1,618
+1% +$62.6K
COP icon
31
ConocoPhillips
COP
$142B
$4.3M 0.6%
56,185
+10,953
+24% +$896K
RTN
32
DELISTED
Raytheon Company
RTN
$4.2M 0.59%
41,363
+2,664
+7% +$255K
PEP icon
33
PepsiCo
PEP
$185B
$4.18M 0.59%
44,945
+1,973
+5% +$180K
RSO
34
DELISTED
Resource Capital Corp.
RSO
$4.17M 0.59%
214,325
+10,989
+5% +$238K
WM icon
35
Waste Management
WM
$96.3B
$4.08M 0.57%
85,739
+3,245
+4% +$149K
GOOG icon
36
Alphabet (Google) Class C
GOOG
$4.35T
$4.07M 0.57%
138,981
-36,419
-21% -$1.05M
PKW icon
37
Invesco BuyBack Achievers ETF
PKW
$1.68B
$4.03M 0.56%
89,977
+1,974
+2% +$89.2K
KMB icon
38
Kimberly-Clark
KMB
$36.1B
$4.01M 0.56%
38,886
+519
+1% +$54K
LMT icon
39
Lockheed Martin
LMT
$118B
$3.98M 0.56%
21,772
+1,358
+7% +$231K
QQQ icon
40
Invesco QQQ Trust
QQQ
$466B
$3.97M 0.56%
40,236
-11,093
-22% -$1.08M
SCHD icon
41
Schwab US Dividend Equity ETF
SCHD
$100B
$3.75M 0.53%
291,810
+27,216
+10% +$350K
IBB icon
42
iShares Biotechnology ETF
IBB
$9.32B
$3.72M 0.52%
40,770
+531
+1% +$46.6K
PM icon
43
Philip Morris
PM
$299B
$3.68M 0.52%
44,073
-1,670
-4% -$141K
AMJ
44
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$3.56M 0.5%
67,008
+1,560
+2% +$81.7K
META icon
45
Meta Platforms (Facebook)
META
$1.64T
$3.54M 0.5%
44,833
+2,223
+5% +$163K
BRK.A icon
46
Berkshire Hathaway Class A
BRK.A
$1.06T
$3.52M 0.49%
17
– –
CAT icon
47
Caterpillar
CAT
$399B
$3.51M 0.49%
35,429
-261
-0.7% -$27.7K
IWD icon
48
iShares Russell 1000 Value ETF
IWD
$81.8B
$3.48M 0.49%
34,715
+2,316
+7% +$235K
F icon
49
Ford
F
$56B
$3.46M 0.49%
234,000
+10,989
+5% +$188K
VNQ icon
50
Vanguard Real Estate ETF
VNQ
$39.4B
$3.46M 0.49%
48,133
-3,608
-7% -$272K
1
2
3 4 5

Similar funds

NAM
Nexus Asset Management New York $725M AUM 12.9% 1-Year Est. Return
AWMDMG
Austin W. Marxe & David M. Greenhouse New York $733M AUM 21.72% 1-Year Est. Return
WIC
Wood Investment Counsel Denver, Colorado $669M AUM 20.44% 1-Year Est. Return
CHFS
Cobble Hill Financial Services Moorestown, New Jersey $541M AUM 8.99% 1-Year Est. Return
ST
Stifel Trust St. Louis, Missouri $522M AUM 16.39% 1-Year Est. Return
CFS
Community Financial System Dewitt, New York $457M AUM 10.01% 1-Year Est. Return
QLMGAA
QS Legg Mason Global Asset Allocation New York $1.04B AUM 9.55% 1-Year Est. Return
AAM
Archipel Asset Management Stockholm, Sweden $346M AUM 3.54% 1-Year Est. Return

KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.