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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARR
451
Armour Residential REIT
ARR
$2.02B
– –
-256
Closed -$48K
BP icon
452
BP
BP
$110B
– –
-6,420
Closed -$219K
CLMT icon
453
Calumet Specialty Products
CLMT
$3.53B
– –
-6,675
Closed -$243K
DBA icon
454
Invesco DB Agriculture Fund
DBA
$1.24B
– –
-8,337
Closed -$208K
DIA icon
455
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
– –
-2,488
Closed -$370K
DRH icon
456
Diamondrock Hospitality Co
DRH
$2.63B
– –
-24,350
Closed -$227K
ELD icon
457
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
– –
-10,425
Closed -$500K
EMLC icon
458
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
– –
-4,550
Closed -$221K
HES
459
DELISTED
Hess
HES
– –
-7,858
Closed -$522K
IEF icon
460
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
– –
-2,492
Closed -$255K
ILF icon
461
iShares Latin America 40 ETF
ILF
$3.78B
– –
-12,954
Closed -$474K
LYG icon
462
Lloyds Banking Group
LYG
$88.2B
– –
-12,846
Closed -$49K
MDLZ icon
463
Mondelez International
MDLZ
$77.9B
– –
-22,086
Closed -$630K
MKC icon
464
McCormick & Company Non-Voting
MKC
$13.7B
– –
-12,128
Closed -$427K
NOK icon
465
Nokia
NOK
$50.2B
– –
-20,693
Closed -$78K
OEF icon
466
iShares S&P 100 ETF
OEF
$19.7B
– –
-3,688
Closed -$267K
PDT
467
John Hancock Premium Dividend Fund
PDT
$636M
– –
-10,800
Closed -$143K
PFXF icon
468
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
– –
-47,200
Closed -$938K
PGF icon
469
Invesco Financial Preferred ETF
PGF
$674M
– –
-10,580
Closed -$189K
PMT
470
PennyMac Mortgage Investment
PMT
$845M
– –
-13,300
Closed -$280K
TGT icon
471
Target
TGT
$63.6B
– –
-3,012
Closed -$208K
THD icon
472
iShares MSCI Thailand ETF
THD
$363M
– –
-8,910
Closed -$699K
UCC icon
473
ProShares Ultra Consumer Discretionary
UCC
$9.5M
– –
-109,568
Closed -$755K
WIP icon
474
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$466M
– –
-3,856
Closed -$222K
XRAY icon
475
Dentsply Sirona
XRAY
$2.64B
– –
-5,495
Closed -$225K
16 17 18
19
20

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WIC
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CHFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.