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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMT
426
Aberdeen Multi-Market Income Fund
MMT
$237M
$100K 0.02%
+15,088
New +$97.7K
DNN icon
427
Denison Mines
DNN
$2.68B
$93K 0.02%
85,852
– –
RVSB icon
428
Riverview Bancorp
RVSB
$108M
$87K 0.02%
32,926
– –
NOR
429
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$87K 0.02%
+5,071
New +$107K
RSO
430
DELISTED
Resource Capital Corp.
RSO
$83K 0.02%
3,500
– –
MCN
431
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$82K 0.02%
+10,400
New +$83.6K
TCRT icon
432
Alaunos Therapeutics
TCRT
$4.71M
$79K 0.02%
+133
New +$59.9K
ACG
433
DELISTED
AllianceBernstein Income Fund Inc
ACG
$77K 0.02%
10,915
+200
+2% +$1.42K
SAND
434
DELISTED
Sandstorm Gold
SAND
$75K 0.02%
13,750
– –
SLTM
435
DELISTED
SOLTA MED INC (DE)
SLTM
$73K 0.02%
35,500
-1,475
-4% -$3.35K
SIGA icon
436
SIGA Technologies
SIGA
$224M
$72K 0.02%
18,943
– –
VRNG
437
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$72K 0.02%
2,500
-550
-18% -$17.3K
AFFX
438
DELISTED
Affymetrix Inc
AFFX
$69K 0.02%
+11,093
New +$57.4K
VVR icon
439
Invesco Senior Income Trust
VVR
$456M
$67K 0.02%
12,679
+179
+1% +$942
MIN
440
Aberdeen Intermediate Income Fund
MIN
$273M
$58K 0.01%
+10,853
New +$57.5K
HL icon
441
Hecla Mining
HL
$9.99B
$56K 0.01%
17,743
+2,943
+20% +$9.6K
PALI icon
442
Palisade Bio
PALI
$346M
– –
0
– –
AUQ
443
DELISTED
AURICO GOLD INC COM
AUQ
$50K 0.01%
13,015
-420
-3% -$1.89K
EXK
444
Endeavour Silver
EXK
$2.28B
$47K 0.01%
11,000
– –
CIM
445
Chimera Investment
CIM
$1.05B
$42K 0.01%
930
+167
+22% +$7.43K
PRDO icon
446
Perdoceo Education
PRDO
$1.95B
$29K 0.01%
+10,635
New +$32.7K
PAL
447
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$12K ﹤0.01%
+13,000
New +$13.9K
QRM
448
DELISTED
QUEST RARE MINERALS LTD COM SHS CANADA
QRM
$11K ﹤0.01%
12,560
– –
AFK icon
449
VanEck Africa Index ETF
AFK
$97.7M
– –
-10,648
Closed -$288K
AMAT icon
450
Applied Materials
AMAT
$402B
– –
-11,574
Closed -$173K
16 17
18
19 20

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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.