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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALE icon
401
Vale
VALE
$62.6B
$181K 0.04%
11,568
-2,675
-19% -$39.6K
EWJ icon
402
iShares MSCI Japan ETF
EWJ
$21.7B
$176K 0.04%
3,687
+283
+8% +$13.1K
AT
403
DELISTED
Atlantic Power Corporation
AT
$172K 0.04%
39,934
+4,071
+11% +$17K
ARI
404
Apollo Commercial Real Estate
ARI
$881M
$166K 0.04%
10,870
-300
-3% -$4.68K
MCP
405
DELISTED
MOLYCORP INC COM STK
MCP
$163K 0.04%
24,795
+3,500
+16% +$23.5K
SRV
406
NXG Cushing Midstream Energy Fund
SRV
$224M
$156K 0.04%
975
+13
+1% +$2.09K
BRW
407
Saba Capital Income & Opportunities Fund
BRW
$336M
$153K 0.04%
12,625
+2,500
+25% +$30.5K
ETW
408
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$151K 0.04%
+13,293
New +$152K
NMA
409
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$151K 0.04%
+12,100
New +$151K
DUC
410
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$149K 0.04%
14,300
– –
DRYS
411
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
CMO
412
DELISTED
Capstead Mortgage Corp.
CMO
$143K 0.03%
12,127
+2,000
+20% +$23.7K
EXG icon
413
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
$140K 0.03%
+14,963
New +$142K
GGN
414
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$764M
$138K 0.03%
13,050
+350
+3% +$3.74K
MCR
415
DELISTED
MFS Charter Income Trust
MCR
$138K 0.03%
+15,398
New +$136K
DNP icon
416
DNP Select Income Fund
DNP
$4.15B
$135K 0.03%
14,009
+2,068
+17% +$20.5K
LAKE icon
417
Lakeland Industries
LAKE
$106M
$132K 0.03%
24,500
-1,000
-4% -$4.62K
MTG icon
418
MGIC Investment
MTG
$6.37B
$130K 0.03%
17,895
-726
-4% -$5.15K
AGD
419
abrdn Global Dynamic Dividend Fund
AGD
$316M
$128K 0.03%
13,475
+1,625
+14% +$15.3K
RCS
420
PIMCO Strategic Income Fund
RCS
$244M
$122K 0.03%
11,766
+35
+0.3% +$366
IGA
421
Voya Global Advantage and Premium Opportunity Fund
IGA
$155M
$121K 0.03%
10,100
– –
ETJ
422
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$562M
$116K 0.03%
+10,745
New +$118K
ARK
423
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
$105K 0.03%
26,533
-2,500
-9% -$9.94K
SBND
424
DELISTED
DEUTSCHE BK AG LONDON DB 3X SHORT US TREAS BD ETN
SBND
$104K 0.03%
10,733
– –
CSQ icon
425
Calamos Strategic Total Return Fund
CSQ
$3.22B
$103K 0.03%
+10,268
New +$104K
15 16
17
18 19

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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.