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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
326
Prospect Capital
PSEC
$1.06B
$261K 0.06%
23,325
-58,426
-71% -$649K
HCSG icon
327
Healthcare Services Group
HCSG
$1.56B
$259K 0.06%
10,071
+1,398
+16% +$35K
PBA icon
328
Pembina Pipeline
PBA
$29.9B
$259K 0.06%
7,813
-1,217
-13% -$38.2K
IGIB icon
329
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$258K 0.06%
+4,772
New +$256K
UL icon
330
Unilever
UL
$131B
$258K 0.06%
+5,947
New +$270K
KOP icon
331
Koppers
KOP
$966M
$256K 0.06%
6,000
– –
DOC icon
332
Healthpeak Properties
DOC
$15.4B
$255K 0.06%
6,830
-987
-13% -$38.5K
FTR
333
DELISTED
Frontier Communications Corp.
FTR
$255K 0.06%
4,069
+84
+2% +$5.46K
VPU
334
Vanguard Utilities ETF
VPU
$8.83B
$254K 0.06%
3,115
– –
XBI icon
335
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$254K 0.06%
5,907
-375
-6% -$15.2K
RSPM icon
336
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
$253K 0.06%
17,630
– –
ADP icon
337
Automatic Data Processing
ADP
$100B
$250K 0.06%
3,940
-13
-0.3% -$826
HYS icon
338
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$250K 0.06%
+2,385
New +$249K
ITW icon
339
Illinois Tool Works
ITW
$81.4B
$250K 0.06%
+3,275
New +$239K
ITM icon
340
VanEck Intermediate Muni ETF
ITM
$2.14B
$249K 0.06%
5,580
– –
YHOO
341
DELISTED
Yahoo Inc
YHOO
$249K 0.06%
+7,530
New +$213K
OHAI
342
DELISTED
OHA Investment Corporation
OHAI
$249K 0.06%
33,450
– –
IDU icon
343
iShares US Utilities ETF
IDU
$1.41B
$246K 0.06%
+5,242
New +$251K
PKE icon
344
Park Aerospace
PKE
$745M
$246K 0.06%
8,589
– –
IYW icon
345
iShares US Technology ETF
IYW
$23.7B
$244K 0.06%
+12,424
New +$241K
BCS.PRA.CL
346
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$244K 0.06%
9,780
-295
-3% -$7.4K
IYE icon
347
iShares US Energy ETF
IYE
$1.74B
$243K 0.06%
5,174
+608
+13% +$28.5K
RMTI icon
348
Rockwell Medical
RMTI
$26.2M
$242K 0.06%
+193
New +$131K
CYS
349
DELISTED
CYS Investments Inc.
CYS
$242K 0.06%
29,730
-1,300
-4% -$10.5K
COLB icon
350
Columbia Banking Systems
COLB
$8.81B
$241K 0.06%
9,771
+16
+0.2% +$392
12 13
14
15 16

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NAM
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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.