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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
301
Corning
GLW
$126B
$284K 0.07%
19,492
+2,720
+16% +$40.3K
BKLN icon
302
Invesco Senior Loan ETF
BKLN
$6.97B
$282K 0.07%
+11,437
New +$284K
CERN
303
DELISTED
Cerner Corp
CERN
$282K 0.07%
5,363
-5,003
-48% -$244K
XLB icon
304
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$280K 0.07%
13,308
-43,594
-77% -$892K
GNT
305
GAMCO Natural Resources, Gold & Income Trust
GNT
$138M
$278K 0.07%
+24,750
New +$285K
SLYV icon
306
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$278K 0.07%
5,676
+1,054
+23% +$50.3K
CELG
307
DELISTED
Celgene Corp
CELG
$277K 0.07%
+3,592
New +$252K
ETR icon
308
Entergy
ETR
$54.1B
$276K 0.07%
8,740
-1,788
-17% -$59.4K
FNV icon
309
Franco-Nevada
FNV
$41.4B
$276K 0.07%
6,100
– –
CWB icon
310
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$275K 0.07%
6,090
-2,430
-29% -$108K
GVI icon
311
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$275K 0.07%
2,497
-183
-7% -$20K
VOT icon
312
Vanguard Mid-Cap Growth ETF
VOT
$19B
$275K 0.07%
3,228
-607
-16% -$50.3K
SPE
313
Special Opportunities Fund
SPE
$140M
$273K 0.07%
16,265
– –
DD
314
DELISTED
Du Pont De Nemours E I
DD
$273K 0.07%
4,912
-1,224
-20% -$66.8K
DUK icon
315
Duke Energy
DUK
$102B
$272K 0.07%
4,076
-856
-17% -$58.4K
XLP icon
316
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.1B
$272K 0.07%
6,844
-2,249
-25% -$91.6K
RXII
317
DELISTED
GALENA BIOPHARMA INC COM
RXII
$272K 0.07%
119,500
+2,000
+2% +$4.55K
EMD
318
DELISTED
Western Asset Emerging Markets
EMD
$270K 0.07%
21,525
+8,825
+69% +$110K
SIRI icon
319
SiriusXM
SIRI
$10B
$268K 0.07%
6,910
+1,350
+24% +$50.3K
RDS.B
320
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$266K 0.06%
3,863
-29
-0.7% -$1.98K
AA icon
321
Alcoa
AA
$11.7B
$265K 0.06%
13,606
-2,035
-13% -$39.4K
HIG icon
322
Hartford Financial Services
HIG
$38.5B
$265K 0.06%
+8,503
New +$265K
KMI icon
323
Kinder Morgan
KMI
$73.1B
$263K 0.06%
+7,387
New +$277K
TJX icon
324
TJX Companies
TJX
$170B
$263K 0.06%
+9,332
New +$248K
FXA icon
325
Invesco CurrencyShares Australian Dollar Trust
FXA
$96.8M
$261K 0.06%
2,792
+178
+7% +$16.3K
11 12
13
14 15

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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.