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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
276
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$320K 0.08%
18,283
-17,147
-48% -$304K
EFV icon
277
iShares MSCI EAFE Value ETF
EFV
$27.6B
$319K 0.08%
5,860
+430
+8% +$22.4K
SPIP icon
278
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$317K 0.08%
11,356
+450
+4% +$12.5K
CEF icon
279
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$316K 0.08%
21,481
-98,956
-82% -$1.47M
PKW icon
280
Invesco BuyBack Achievers ETF
PKW
$1.69B
$316K 0.08%
+8,085
New +$308K
NEE icon
281
NextEra Energy
NEE
$187B
$315K 0.08%
15,704
+580
+4% +$12K
PAA icon
282
Plains All American Pipeline
PAA
$17.4B
$314K 0.08%
+5,970
New +$319K
SH icon
283
ProShares Short S&P500
SH
$887M
$314K 0.08%
+1,398
New +$316K
PHO icon
284
Invesco Water Resources ETF
PHO
$1.97B
$308K 0.08%
12,902
+2,802
+28% +$64.6K
NRP icon
285
Natural Resource Partners
NRP
$1.3B
$303K 0.07%
1,589
– –
NVO
286
Novo Nordisk
NVO
$216B
$303K 0.07%
17,910
+3,000
+20% +$50.5K
CNSL
287
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$303K 0.07%
17,554
+695
+4% +$12.1K
RFG icon
288
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$302K 0.07%
13,600
-280
-2% -$6.03K
JWN
289
DELISTED
Nordstrom
JWN
$300K 0.07%
5,337
+317
+6% +$18.7K
MGK icon
290
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$299K 0.07%
22,840
+60
+0.3% +$767
BTI icon
291
British American Tobacco
BTI
$132B
$298K 0.07%
+5,666
New +$300K
TRV icon
292
Travelers Companies
TRV
$80.8B
$298K 0.07%
+3,520
New +$291K
HPQ icon
293
HP
HPQ
$23.5B
$297K 0.07%
31,114
+530
+2% +$5.85K
BWP
294
DELISTED
Boardwalk Pipeline Partners
BWP
$294K 0.07%
9,667
+390
+4% +$11.9K
VGSH icon
295
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$293K 0.07%
4,811
– –
KEY icon
296
KeyCorp
KEY
$24.3B
$287K 0.07%
25,183
+6,003
+31% +$71.7K
PDI icon
297
PIMCO Dynamic Income Fund
PDI
$7.4B
$287K 0.07%
10,012
+512
+5% +$14.3K
OXSQ icon
298
Oxford Square Capital
OXSQ
$151M
$286K 0.07%
29,364
– –
ROIC
299
DELISTED
Retail Opportunity Investments Corp.
ROIC
$285K 0.07%
20,620
– –
BF.B icon
300
Brown-Forman Class B
BF.B
$12B
$284K 0.07%
13,025
+3
+0% +$68
10 11
12
13 14

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NAM
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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.