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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$53M
Cap. Flow
+$39.8M
Cap. Flow %
9.68%
Top 10 Hldgs %
24.77%
Holding
488
New
95
Increased
203
Reduced
113
Closed
40

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.09M
2
GE icon
GE Aerospace
GE
+$4.08M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.79M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$1.29M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.25M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
2
BND icon
Vanguard Total Bond Market
BND
+$2.51M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.24M
4
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.84M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 6.56%
2 Consumer Staples 6.27%
3 Industrials 6.18%
4 Financials 5.71%
5 Technology 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
226
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$423K 0.1%
8,733
-146
-2% -$7.03K
MMP
227
DELISTED
Magellan Midstream Partners, L.P.
MMP
$422K 0.1%
+7,473
New +$411K
MDU icon
228
MDU Resources
MDU
$4.44B
$421K 0.1%
39,606
-6,593
-14% -$69.5K
RWO icon
229
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$421K 0.1%
9,954
-691
-6% -$29.2K
MRK icon
230
Merck
MRK
$324B
$420K 0.1%
9,247
+685
+8% +$31.3K
GILD icon
231
Gilead Sciences
GILD
$161B
$419K 0.1%
6,662
-1,905
-22% -$114K
HSY icon
232
Hershey
HSY
$35.4B
$417K 0.1%
4,506
+398
+10% +$37.1K
DBO icon
233
Invesco DB Oil Fund
DBO
$425M
$416K 0.1%
+15,164
New +$416K
LINE
234
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$413K 0.1%
+15,915
New +$412K
PWE
235
DELISTED
Penn West Energy Petroleum Ltd
PWE
$412K 0.1%
36,995
-19,731
-35% -$229K
AMZN icon
236
Amazon
AMZN
$2.5T
$407K 0.1%
26,040
+2,620
+11% +$39K
EFG icon
237
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$407K 0.1%
5,980
+281
+5% +$18.4K
RTX icon
238
RTX Corp
RTX
$287B
$406K 0.1%
5,981
-842
-12% -$55.1K
DEO icon
239
Diageo
DEO
$46.2B
$404K 0.1%
3,178
+769
+32% +$96.2K
VDE icon
240
Vanguard Energy ETF
VDE
$10.1B
$404K 0.1%
3,389
+757
+29% +$89.4K
FSTR icon
241
Foster
FSTR
$443M
$403K 0.1%
8,805
– –
NMM icon
242
Navios Maritime Partners
NMM
$2.25B
$402K 0.1%
1,832
-113
-6% -$24.8K
VO icon
243
Vanguard Mid-Cap ETF
VO
$106B
$396K 0.1%
15,448
+1,100
+8% +$27.6K
PFL
244
PIMCO Income Strategy Fund
PFL
$381M
$395K 0.1%
34,161
-3,477
-9% -$40.1K
CVY icon
245
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
$385K 0.09%
+16,219
New +$385K
EQU
246
DELISTED
EQUAL ENERGY LTD COM
EQU
$384K 0.09%
81,500
-3,000
-4% -$13.3K
OLN icon
247
Olin
OLN
$2.64B
$383K 0.09%
16,634
-5,320
-24% -$126K
BPL
248
DELISTED
Buckeye Partners, L.P.
BPL
$381K 0.09%
5,808
-41
-0.7% -$2.83K
TEG
249
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$381K 0.09%
6,815
-972
-12% -$57.1K
DBL
250
DoubleLine Opportunistic Credit Fund
DBL
$278M
$378K 0.09%
16,551
+7,304
+79% +$170K
8 9
10
11 12

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NAM
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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, KMS Financial Services held 488 positions worth $411M, up 15% from $358M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services deployed $39.8M of net new capital in Q3 2013, opening 95 new positions and adding to 203 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 6.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.57M trimmed.

  • KMS Financial Services's largest Q3 2013 buy was iShares Russell 1000 ETF: 13,826 shares worth $1.3M.
  • KMS Financial Services added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.09M increase.
  • KMS Financial Services's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $2.57M.
  • KMS Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q3 2013, selling an estimated $1.84M.
  • KMS Financial Services's ten largest holdings make up 25% of its $411M portfolio in Q3 2013.
  • KMS Financial Services opened 95 new positions and closed 40 in Q3 2013.
  • KMS Financial Services's portfolio value rose 15% quarter-over-quarter to $411M.

Based on KMS Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.