Klingenstein Fields & Co Portfolio holdings
Klingenstein Fields & Co., which does business as Klingenstein Fields Advisors, is an independently owned wealth manager for high net worth individuals, families, foundations and nonprofits. Its roots lie in Wertheim & Company, a merchant bank started by Joseph Klingenstein and Maurice Wertheim, which later joined with Schroder as Wertheim Schroder. Frederick Klingenstein, who had led Wertheim's expansion into investment banking and investment management, left Wertheim Schroder with John Klingenstein and Ken Fields to form Klingenstein Fields. It provides wealth planning and investment management built around each client's goals.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$13M |
| 2 |
Meta Platforms (Facebook)
META
|
+$9.6M |
| 3 |
Eli Lilly
LLY
|
+$7.75M |
| 4 |
NVIDIA
NVDA
|
+$2.22M |
| 5 |
First Trust Long/Short Equity ETF
FTLS
|
+$2.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
United Parcel Service
UPS
|
+$16.5M |
| 2 |
CVS Health
CVS
|
+$15.6M |
| 3 |
Pfizer
PFE
|
+$9.7M |
| 4 |
Schwab International Equity ETF
SCHF
|
+$1.57M |
| 5 |
Schwab U.S Small- Cap ETF
SCHA
|
+$1.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.06% |
| 2 | Financials | 13.08% |
| 3 | Healthcare | 12.79% |
| 4 | Communication Services | 9.12% |
| 5 | Industrials | 9.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Broadcom
AVGO
$1.66T
| $123M | 4.88% |
710,943
-8,927
| -1% | -$1.43M |
2016 Q2
33 quarters
|
|
2
Microsoft
MSFT
$3.89T
| $105M | 4.17% |
243,889
+448
| +0.2% | +$192K |
2013 Q2
45 quarters
|
|
3
Berkshire Hathaway Class B
BRK.B
$1.26T
| $99.1M | 3.94% |
215,230
-245
| -0.1% | -$108K |
2013 Q2
45 quarters
|
|
|
4
Eli Lilly
LLY
$1.29T
| $90.6M | 3.6% |
102,277
+8,615
| +9% | +$7.75M |
2013 Q2
45 quarters
|
|
5
Apple
AAPL
$5.18T
| $90.3M | 3.59% |
387,610
-4,842
| -1% | -$1.08M |
2013 Q2
45 quarters
|
|
6
Palo Alto Networks
PANW
$264B
| $81.4M | 3.23% |
476,132
-968
| -0.2% | -$163K |
2017 Q2
29 quarters
|
|
7
Alphabet (Google) Class A
GOOGL
$3.64T
| $77.4M | 3.08% |
466,430
-1,097
| -0.2% | -$184K |
2015 Q4
35 quarters
|
|
8
Amazon
AMZN
$2.88T
| $75.5M | 3% |
405,239
+103
| +0% | +$18.8K |
2013 Q2
45 quarters
|
|
9
PepsiCo
PEP
$198B
| $74.8M | 2.97% |
439,915
-489
| -0.1% | -$84K |
2013 Q2
45 quarters
|
|
10
Union Pacific
UNP
$180B
| $67.8M | 2.7% |
275,197
-4,718
| -2% | -$1.14M |
2013 Q2
45 quarters
|
|
11
Walt Disney
DIS
$205B
| $60.5M | 2.41% |
629,322
-2,532
| -0.4% | -$233K |
2013 Q2
45 quarters
|
|
|
12
NVIDIA
NVDA
$3.93T
| $50.4M | 2% |
415,208
+18,825
| +5% | +$2.22M |
2022 Q3
8 quarters
|
|
13
Costco
COST
$490B
| $48.9M | 1.94% |
55,145
-1,598
| -3% | -$1.39M |
2013 Q2
45 quarters
|
|
14
Thermo Fisher Scientific
TMO
$259B
| $47.2M | 1.88% |
76,315
+135
| +0.2% | +$79.9K |
2015 Q2
37 quarters
|
|
15
JPMorgan Chase
JPM
$919B
| $44.4M | 1.77% |
210,652
-763
| -0.4% | -$161K |
2013 Q2
45 quarters
|
|
|
16
State Street SPDR S&P 500 ETF Trust
SPY
$800B
| $43.7M | 1.74% |
76,093
+23,466
| +45% | +$13M |
2013 Q2
45 quarters
|
|
17
Goldman Sachs
GS
$264B
| $43M | 1.71% |
86,875
-1,312
| -1% | -$642K |
2016 Q4
31 quarters
|
|
18
Intuitive Surgical
ISRG
$154B
| $41.8M | 1.66% |
85,045
-272
| -0.3% | -$127K |
2020 Q1
18 quarters
|
|
19
NXP Semiconductors
NXPI
$66.8B
| $41.2M | 1.64% |
171,757
-1,005
| -0.6% | -$252K |
2018 Q4
23 quarters
|
|
20
RTX Corp
RTX
$268B
| $40.7M | 1.62% |
335,515
-4,169
| -1% | -$475K |
2013 Q2
45 quarters
|
|
21
Johnson & Johnson
JNJ
$688B
| $39.7M | 1.58% |
244,972
-2,038
| -0.8% | -$325K |
2013 Q2
45 quarters
|
|
22
Invesco QQQ Trust
QQQ
$461B
| $37.5M | 1.49% |
76,783
-2,677
| -3% | -$1.27M |
2013 Q2
45 quarters
|
|
23
Honeywell
HON
$70.6B
| $35.6M | 1.42% |
182,891
+335
| +0.2% | +$65K |
2013 Q2
45 quarters
|
|
24
Alphabet (Google) Class C
GOOG
$3.6T
| $34.5M | 1.37% |
206,258
-774
| -0.4% | -$131K |
2013 Q2
45 quarters
|
|
|
25
Schwab U.S Small- Cap ETF
SCHA
$22B
| $34.2M | 1.36% |
1,326,964
-63,052
| -5% | -$1.57M |
2016 Q2
33 quarters
|
|
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Klingenstein Fields & Co's Q3 2024 Portfolio in Review
As of Q3 2024, Klingenstein Fields & Co held 187 positions worth $2.52B, up 4.2% from $2.41B the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Trading was light in Q3 2024: portfolio turnover was 4.3%. Klingenstein Fields & Co opened 5 new positions and exited 3, leaving the 187-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 25% a quarter earlier, followed by Financials and Healthcare.
- Klingenstein Fields & Co's largest Q3 2024 buy was First Trust Long/Short Equity ETF: 32,215 shares worth $2.04M.
- Klingenstein Fields & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $13M increase.
- Klingenstein Fields & Co's biggest Q3 2024 reduction was United Parcel Service, cutting an estimated $16.5M.
- Klingenstein Fields & Co fully exited ARK Innovation ETF in Q3 2024, selling an estimated $311K.
- Klingenstein Fields & Co's ten largest holdings make up 35% of its $2.52B portfolio in Q3 2024.
- Klingenstein Fields & Co opened 5 new positions and closed 3 in Q3 2024.
- Klingenstein Fields & Co's portfolio value rose 4.2% quarter-over-quarter to $2.52B.
Based on Klingenstein Fields & Co's 13F filing for Q3 2024, filed 29 Oct 2024.