Kernodle & Katon Asset Management Group’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Kernodle & Katon Asset Management Group’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,350	Closed	-$63K	–	292
2016 Q3	$63K	Hold	1,350	–	–	0.04%	170
2016 Q2	$59K	Hold	1,350	–	–	0.05%	127
2016 Q1	$58K	Hold	1,350	–	–	0.06%	114
2015 Q4	$58K	Buy	+1,350	New	+$61.8K	0.06%	106

Other funds holding CWB

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Kernodle & Katon Asset Management Group's CWB Position: Q4 2016 in Review

Kernodle & Katon Asset Management Group sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q4 2016, closing a stake of 1,350 shares — an estimated $63K sold.

Kernodle & Katon Asset Management Group first reported a position in CWB in Q4 2015 and held it in 4 quarters. The position peaked at $63K in Q3 2016. 233 funds tracked by Wall St. Rank hold CWB as of Q4 2016.

Kernodle & Katon Asset Management Group reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q4 2016 after selling out during the quarter.
Kernodle & Katon Asset Management Group sold 1,350 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2016, an estimated $63K.
Kernodle & Katon Asset Management Group first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2015 and held it in 4 quarters.
Kernodle & Katon Asset Management Group's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $63K in Q3 2016.
233 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2016.

Based on Kernodle & Katon Asset Management Group's 13F filing for Q4 2016, filed 14 Feb 2017.