Kepos Capital’s Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant PICC.U Stock Holding History

Kepos Capital’s Portfolio PICC.U Stock Details PICC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-482,300	Closed	-$4.76M	–	910
2021 Q3	$4.76M	Hold	482,300	–	–	0.32%	128
2021 Q2	$4.82M	Sell	482,300 -25,000	-5%	-$250K	0.36%	146
2021 Q1	$5.07M	Buy	+507,300	New	+$5.22M	0.33%	126

Other funds holding PICC.U

Magnetar Financial Evanston, Illinois $11B AUM 3.37% 1-Year Est. Return

Aristeia Capital Greenwich, Connecticut $7.69B AUM 15.48% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $58.9B AUM 51.73% 1-Year Est. Return

SRCM

Sage Rock Capital Management New York $22.3M AUM 4.09% 1-Year Est. Return

TAL

TIG Advisors LLC New York $2.26B AUM 81.38% 1-Year Est. Return

SMA

Sage Mountain Advisors Atlanta, Georgia $1.63B AUM 18.97% 1-Year Est. Return

Wealthspring Capital West Harrison, New York $448M AUM 8.38% 1-Year Est. Return

SRF

Silver Rock Financial Los Angeles, California $46.4M AUM 13.94% 1-Year Est. Return

FTCM

First Trust Capital Management Chicago, Illinois $1.72B AUM 70.66% 1-Year Est. Return

Kepos Capital's PICC.U Position: Q4 2021 in Review

Kepos Capital sold out of Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant (PICC.U) in Q4 2021, closing a stake of 482,300 shares — an estimated $4.76M sold.

Kepos Capital first reported a position in PICC.U in Q1 2021 and held it in 3 quarters. The position peaked at $5.07M in Q1 2021. 40 funds tracked by Wall St. Rank hold PICC.U as of Q4 2021.

Kepos Capital reported no remaining Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant position as of Q4 2021 after selling out during the quarter.
Kepos Capital sold 482,300 Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant shares in Q4 2021, an estimated $4.76M.
Kepos Capital first reported a position in Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant in Q1 2021 and held it in 3 quarters.
Kepos Capital's Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant position peaked at $5.07M in Q1 2021.
40 funds tracked by Wall St. Rank held Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant as of Q4 2021.

Based on Kepos Capital's 13F filing for Q4 2021, filed 14 Feb 2022.