Kepos Capital’s Northern Genesis Acquisition Corp. III Units, each consisting of one share of common stock and one-quarter of one redeemable warrant NGC.U Stock Holding History

Kepos Capital’s Portfolio NGC.U Stock Details NGC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-100,000	Closed	-$998K	–	772
2021 Q3	$998K	Sell	100,000 -25,000	-20%	-$251K	0.07%	295
2021 Q2	$1.26M	Buy	125,000 +25,000	+25%	+$252K	0.09%	252
2021 Q1	$998K	Buy	+100,000	New	+$994K	0.06%	283

Other funds holding NGC.U

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $71.2B AUM 48.86% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $11B AUM 3.37% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $58.9B AUM 51.73% 1-Year Est. Return

SCM

Shaolin Capital Management Miami, Florida $2.1B AUM 64.05% 1-Year Est. Return

COPPSERS

Commonwealth of Pennsylvania Public School Employees Retirement System Harrisburg, Pennsylvania $20.6B AUM 37.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return

Calamos Advisors Naperville, Illinois $30.1B AUM 30.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Kepos Capital's NGC.U Position: Q4 2021 in Review

Kepos Capital sold out of Northern Genesis Acquisition Corp. III Units, each consisting of one share of common stock and one-quarter of one redeemable warrant (NGC.U) in Q4 2021, closing a stake of 100,000 shares — an estimated $998K sold.

Kepos Capital first reported a position in NGC.U in Q1 2021 and held it in 3 quarters. The position peaked at $1.26M in Q2 2021. 11 funds tracked by Wall St. Rank hold NGC.U as of Q4 2021.

Kepos Capital reported no remaining Northern Genesis Acquisition Corp. III Units, each consisting of one share of common stock and one-quarter of one redeemable warrant position as of Q4 2021 after selling out during the quarter.
Kepos Capital sold 100,000 Northern Genesis Acquisition Corp. III Units, each consisting of one share of common stock and one-quarter of one redeemable warrant shares in Q4 2021, an estimated $998K.
Kepos Capital first reported a position in Northern Genesis Acquisition Corp. III Units, each consisting of one share of common stock and one-quarter of one redeemable warrant in Q1 2021 and held it in 3 quarters.
Kepos Capital's Northern Genesis Acquisition Corp. III Units, each consisting of one share of common stock and one-quarter of one redeemable warrant position peaked at $1.26M in Q2 2021.
11 funds tracked by Wall St. Rank held Northern Genesis Acquisition Corp. III Units, each consisting of one share of common stock and one-quarter of one redeemable warrant as of Q4 2021.

Based on Kepos Capital's 13F filing for Q4 2021, filed 14 Feb 2022.