Kepos Capital’s Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric MOSC.WS Stock Holding History

Kepos Capital’s Portfolio MOSC.WS Stock Details MOSC.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-495,238	Closed	-$570K	–	449
2019 Q3	$570K	Buy	495,238 +35,000	+8%	+$39K	0.06%	183
2019 Q2	$437K	Sell	460,238 -405,262	-47%	-$402K	0.04%	237
2019 Q1	$704K	Hold	865,500	–	–	0.05%	240
2018 Q4	$857K	Hold	865,500	–	–	0.07%	221
2018 Q3	$1.13M	Buy	865,500 +147,500	+21%	+$191K	0.06%	215
2018 Q2	$898K	Buy	718,000 +398,000	+124%	+$474K	0.05%	231
2018 Q1	$400K	Buy	+320,000	New	+$398K	0.02%	231

Other funds holding MOSC.WS

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

DKCM

Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return

ICM

Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Linden Advisors New York $17.9B AUM 1.72% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

Kepos Capital's MOSC.WS Position: Q4 2019 in Review

Kepos Capital sold out of Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric (MOSC.WS) in Q4 2019, closing a stake of 495,238 shares — an estimated $570K sold.

Kepos Capital first reported a position in MOSC.WS in Q1 2018 and held it in 7 quarters. The position peaked at $1.13M in Q3 2018. 23 funds tracked by Wall St. Rank hold MOSC.WS as of Q4 2019.

Kepos Capital reported no remaining Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric position as of Q4 2019 after selling out during the quarter.
Kepos Capital sold 495,238 Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric shares in Q4 2019, an estimated $570K.
Kepos Capital first reported a position in Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric in Q1 2018 and held it in 7 quarters.
Kepos Capital's Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric position peaked at $1.13M in Q3 2018.
23 funds tracked by Wall St. Rank held Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric as of Q4 2019.

Based on Kepos Capital's 13F filing for Q4 2019, filed 13 Feb 2020.