Kepos Capital’s Warrior Met Coal HCC Stock Holding History

Kepos Capital’s Portfolio HCC Stock Details HCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-52,151	Closed	-$1.1M	–	231
2019 Q4	$1.1M	Hold	52,151	–	–	0.1%	107
2019 Q3	$1.02M	Sell	52,151 -1,528	-3%	-$34.2K	0.1%	99
2019 Q2	$1.4M	Buy	53,679 +36,069	+205%	+$1.03M	0.14%	139
2019 Q1	$535K	Hold	17,610	–	–	0.04%	273
2018 Q4	$425K	Hold	17,610	–	–	0.03%	288
2018 Q3	$476K	Buy	+17,610	New	+$450K	0.02%	296

Other funds holding HCC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

CIM

Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Kepos Capital's HCC Position: Q1 2020 in Review

Kepos Capital sold out of Warrior Met Coal (HCC) in Q1 2020, closing a stake of 52,151 shares — an estimated $1.1M sold.

Kepos Capital first reported a position in HCC in Q3 2018 and held it in 6 quarters. The position peaked at $1.4M in Q2 2019. 170 funds tracked by Wall St. Rank hold HCC as of Q1 2020.

Kepos Capital reported no remaining Warrior Met Coal position as of Q1 2020 after selling out during the quarter.
Kepos Capital sold 52,151 Warrior Met Coal shares in Q1 2020, an estimated $1.1M.
Kepos Capital first reported a position in Warrior Met Coal in Q3 2018 and held it in 6 quarters.
Kepos Capital's Warrior Met Coal position peaked at $1.4M in Q2 2019.
170 funds tracked by Wall St. Rank held Warrior Met Coal as of Q1 2020.

Based on Kepos Capital's 13F filing for Q1 2020, filed 12 May 2020.