Kepos Capital’s Axalta AXTA Stock Holding History

Kepos Capital’s Portfolio AXTA Stock Details AXTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-15,000	Closed	-$333K	–	343
2020 Q3	$333K	Sell	15,000 -35,000	-70%	-$811K	0.04%	198
2020 Q2	$1.13M	Sell	50,000 -20,000	-29%	-$409K	0.15%	107
2020 Q1	$1.21M	Sell	70,000 -17,500	-20%	-$448K	0.25%	72
2019 Q4	$2.66M	Buy	87,500 +22,500	+35%	+$663K	0.25%	64
2019 Q3	$1.96M	Buy	65,000 +15,000	+30%	+$443K	0.19%	66
2019 Q2	$1.49M	Sell	50,000 -25,000	-33%	-$663K	0.15%	133
2019 Q1	$1.89M	Buy	75,000 +25,000	+50%	+$644K	0.14%	168
2018 Q4	$1.17M	Buy	+50,000	New	+$1.24M	0.09%	198

Other funds holding AXTA

Berkshire Hathaway Omaha, Nebraska $263B AUM 16.68% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

SCM

Shapiro Capital Management Atlanta, Georgia $1.6B AUM 13.27% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Rivulet Capital Summit, New Jersey $91.2M AUM 6.8% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

LCOV

London Company of Virginia Richmond, Virginia $16.2B AUM 17.5% 1-Year Est. Return

Kepos Capital's AXTA Position: Q4 2020 in Review

Kepos Capital sold out of Axalta (AXTA) in Q4 2020, closing a stake of 15,000 shares — an estimated $333K sold.

Kepos Capital first reported a position in AXTA in Q4 2018 and held it in 8 quarters. The position peaked at $2.66M in Q4 2019. 350 funds tracked by Wall St. Rank hold AXTA as of Q4 2020.

Kepos Capital reported no remaining Axalta position as of Q4 2020 after selling out during the quarter.
Kepos Capital sold 15,000 Axalta shares in Q4 2020, an estimated $333K.
Kepos Capital first reported a position in Axalta in Q4 2018 and held it in 8 quarters.
Kepos Capital's Axalta position peaked at $2.66M in Q4 2019.
350 funds tracked by Wall St. Rank held Axalta as of Q4 2020.

Based on Kepos Capital's 13F filing for Q4 2020, filed 12 Feb 2021.