Kepos Capital’s Broadcom AVGO Stock Holding History

Kepos Capital’s Portfolio AVGO Stock Details AVGO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-36,260	Closed	-$1M	–	360
2019 Q3	$1M	Buy	+36,260	New	+$1.03M	0.1%	116
2017 Q4	–	Sell	-15,440	Closed	-$374K	–	174
2017 Q3	$374K	Buy	+15,440	New	+$382K	0.06%	90

Other funds holding AVGO

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital International Investors Los Angeles, California $427B AUM 29.17% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Kepos Capital's AVGO Position: Q4 2019 in Review

Kepos Capital sold out of Broadcom (AVGO) in Q4 2019, closing a stake of 36,260 shares — an estimated $1M sold.

Kepos Capital first reported a position in AVGO in Q3 2017 and held it in 2 quarters. The position peaked at $1M in Q3 2019. 1,352 funds tracked by Wall St. Rank hold AVGO as of Q4 2019.

Kepos Capital reported no remaining Broadcom position as of Q4 2019 after selling out during the quarter.
Kepos Capital sold 36,260 Broadcom shares in Q4 2019, an estimated $1M.
Kepos Capital first reported a position in Broadcom in Q3 2017 and held it in 2 quarters.
Kepos Capital's Broadcom position peaked at $1M in Q3 2019.
1,352 funds tracked by Wall St. Rank held Broadcom as of Q4 2019.

Based on Kepos Capital's 13F filing for Q4 2019, filed 13 Feb 2020.