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KCM

Kennedy Capital Management Portfolio holdings

AUM $5.65B
1-Year Est. Return 61.31%
This Fund
S&P 500
This Quarter Est. Return
+10.4%
1 Year Est. Return
+61.31%
3 Year Est. Return
+139.52%
5 Year Est. Return
+178.85%
10 Year Est. Return
+707.09%
AUM
$5.41B
AUM Growth
+$240M
Cap. Flow
-$206M
Cap. Flow %
-3.81%
Top 10 Hldgs %
6.26%
Holding
853
New
105
Increased
275
Reduced
355
Closed
112

Top Buys

Rank Stock Value
1
CVI icon
CVR Energy
CVI
+$15.8M
2
MSCC
Microsemi Corp
MSCC
+$15.3M
3
MAA icon
Mid-America Apartment Communities
MAA
+$12.9M
4
TROX icon
Tronox
TROX
+$12.3M
5
WGO icon
Winnebago Industries
WGO
+$12.1M

Top Sells

Rank Stock Value
1
CLP
COLONIAL PROPERTIES TRUST
CLP
+$19M
2
BBG
Bill Barrett Corp
BBG
+$17.9M
3
LVB
STEINWAY MUSICAL INSTRUMENTS
LVB
+$17M
4
FOE
Ferro Corporation
FOE
+$15.8M
5
OSIS icon
OSI Systems
OSIS
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 15.55%
2 Industrials 13.83%
3 Technology 12.93%
4 Consumer Discretionary 12.32%
5 Healthcare 9.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNK
1
DELISTED
Pinnacle Entertainment Inc.
PNK
$38.6M 0.71%
1,486,490
+477,968
+47% +$11.7M
PL
2
DELISTED
PROTECTIVE LIFE CORP
PL
$37.7M 0.7%
744,452
-45,385
-6% -$2.14M
PACW
3
DELISTED
PacWest Bancorp
PACW
$35.5M 0.66%
841,285
-107,911
-11% -$4.23M
ALOG
4
DELISTED
Analogic Corp
ALOG
$35.5M 0.66%
400,375
-43,641
-10% -$3.97M
DAN icon
5
Dana Inc
DAN
$3.33B
$33.3M 0.62%
1,698,917
+189,749
+13% +$3.85M
FINL
6
DELISTED
Finish Line
FINL
$32.5M 0.6%
1,155,207
-18,044
-2% -$460K
ISBC
7
DELISTED
Investors Bancorp, Inc.
ISBC
$31.8M 0.59%
3,171,825
-13,273
-0.4% -$123K
ALR
8
DELISTED
Alere Inc
ALR
$31.7M 0.59%
876,147
+51,400
+6% +$1.71M
WST icon
9
West Pharmaceutical
WST
$23.8B
$31.7M 0.59%
645,544
-33,429
-5% -$1.56M
WWD icon
10
Woodward
WWD
$19.7B
$30.6M 0.57%
670,690
-94,426
-12% -$3.94M
WWW icon
11
Wolverine World Wide
WWW
$1.64B
$30.3M 0.56%
892,220
-133,902
-13% -$4.14M
EXPR
12
DELISTED
Express, Inc.
EXPR
$29.6M 0.55%
79,181
-1,157
-1% -$509K
MASI
13
DELISTED
Masimo
MASI
$28.6M 0.53%
979,935
-102,990
-10% -$2.88M
GRT
14
DELISTED
GLIMCHER REALTY TRUST
GRT
$28.3M 0.52%
3,020,631
+1,015,852
+51% +$9.97M
CLD
15
DELISTED
Cloud Peak Energy Inc
CLD
$26.8M 0.5%
1,490,624
+667,690
+81% +$10.9M
IOSP icon
16
Innospec
IOSP
$2.29B
$26.7M 0.49%
578,048
-77,451
-12% -$3.55M
PLXS icon
17
Plexus
PLXS
$6.61B
$26.6M 0.49%
614,587
-185,936
-23% -$7.37M
MSCC
18
DELISTED
Microsemi Corp
MSCC
$26.4M 0.49%
1,056,666
+628,456
+147% +$15.3M
RRX icon
19
Regal Rexnord
RRX
$10.8B
$26.1M 0.48%
354,484
-58,449
-14% -$4.24M
URI icon
20
United Rentals
URI
$64.8B
$25.9M 0.48%
332,378
+10,871
+3% +$728K
LXU icon
21
LSB Industries
LXU
$839M
$25.6M 0.47%
812,637
+77,474
+11% +$2.01M
TTEK icon
22
Tetra Tech
TTEK
$9.11B
$25.4M 0.47%
4,547,295
+229,030
+5% +$1.24M
UMPQ
23
DELISTED
Umpqua Holdings Corp
UMPQ
$25.3M 0.47%
1,324,196
-94,824
-7% -$1.66M
CRK icon
24
Comstock Resources
CRK
$4.37B
$25M 0.46%
273,498
+26,955
+11% +$2.34M
UIS icon
25
Unisys
UIS
$181M
$24.7M 0.46%
736,959
-233,594
-24% -$6.47M
1
2 3 4 5

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Kennedy Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Kennedy Capital Management held 853 positions worth $5.41B, up 4.6% from $5.17B the previous quarter. Its ten largest holdings account for 6.3% of the portfolio.

Kennedy Capital Management withdrew a net $206M in Q4 2013, closing 112 positions and reducing 355 holdings. Its most notable exit was COLONIAL PROPERTIES TRUST, an estimated $19M position sold in full.

By sector, the portfolio is most concentrated in Financials at 16% of assets, down from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Kennedy Capital Management opened a new position in CVR Energy worth $17.7M.

  • Kennedy Capital Management's largest Q4 2013 buy was CVR Energy: 406,813 shares worth $17.7M.
  • Kennedy Capital Management added most to Microsemi Corp in Q4 2013, an estimated $15.3M increase.
  • Kennedy Capital Management's biggest Q4 2013 reduction was Bill Barrett Corp, cutting an estimated $17.9M.
  • Kennedy Capital Management fully exited COLONIAL PROPERTIES TRUST in Q4 2013, selling an estimated $19M.
  • Kennedy Capital Management's ten largest holdings make up 6.3% of its $5.41B portfolio in Q4 2013.
  • Kennedy Capital Management opened 105 new positions and closed 112 in Q4 2013.
  • Kennedy Capital Management's portfolio value rose 4.6% quarter-over-quarter to $5.41B.

Based on Kennedy Capital Management's 13F filing for Q4 2013, filed 13 Feb 2014.