Ken Griffin’s IQ Australia Small Cap ETF KROO Stock Holding History

Ken Griffin’s Portfolio KROO Stock Details KROO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-14,279	Closed	-$240K	–	8585
2017 Q2	$240K	Sell	14,279 -4,983	-26%	-$80.9K	﹤0.01%	6273
2017 Q1	$322K	Buy	+19,262	New	+$314K	﹤0.01%	5790
2016 Q1	–	Sell	-12,912	Closed	-$173K	–	9288
2015 Q4	$173K	Buy	+12,912	New	+$176K	﹤0.01%	5995

Other funds holding KROO

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

AOWM

Alpha Omega Wealth Management Richmond, Virginia $657M AUM 22.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Hudock Inc Williamsport, Pennsylvania $781M AUM 27.68% 1-Year Est. Return

Ken Griffin's KROO Position: Q3 2017 in Review

Ken Griffin sold out of IQ Australia Small Cap ETF (KROO) in Q3 2017, closing a stake of 14,279 shares — an estimated $240K sold.

Ken Griffin first reported a position in KROO in Q4 2015 and held it in 3 quarters. The position peaked at $322K in Q1 2017. 8 funds tracked by Wall St. Rank hold KROO as of Q3 2017.

Ken Griffin reported no remaining IQ Australia Small Cap ETF position as of Q3 2017 after selling out during the quarter.
Ken Griffin sold 14,279 IQ Australia Small Cap ETF shares in Q3 2017, an estimated $240K.
Ken Griffin first reported a position in IQ Australia Small Cap ETF in Q4 2015 and held it in 3 quarters.
Ken Griffin's IQ Australia Small Cap ETF position peaked at $322K in Q1 2017.
8 funds tracked by Wall St. Rank held IQ Australia Small Cap ETF as of Q3 2017.

Based on Citadel Advisors's 13F filing for Q3 2017, filed 9 Nov 2017.