Ken Griffin’s First Trust South Korea AlphaDEX Fund FKO Stock Holding History

Ken Griffin’s Portfolio FKO Stock Details FKO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-10,811	Closed	-$285K	–	8653
2017 Q3	$285K	Sell	10,811 -2,307	-18%	-$62.5K	﹤0.01%	6160
2017 Q2	$349K	Sell	13,118 -3,162	-19%	-$82.4K	﹤0.01%	5659
2017 Q1	$414K	Sell	16,280 -3,901	-19%	-$92.3K	﹤0.01%	5344
2016 Q4	$443K	Buy	+20,181	New	+$460K	﹤0.01%	5093

Other funds holding FKO

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

WBI Investments Red Bank, New Jersey $403M AUM 42.23% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Ken Griffin's FKO Position: Q4 2017 in Review

Ken Griffin sold out of First Trust South Korea AlphaDEX Fund (FKO) in Q4 2017, closing a stake of 10,811 shares — an estimated $285K sold.

Ken Griffin first reported a position in FKO in Q4 2016 and held it in 4 quarters. The position peaked at $443K in Q4 2016. 10 funds tracked by Wall St. Rank hold FKO as of Q4 2017.

Ken Griffin reported no remaining First Trust South Korea AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Ken Griffin sold 10,811 First Trust South Korea AlphaDEX Fund shares in Q4 2017, an estimated $285K.
Ken Griffin first reported a position in First Trust South Korea AlphaDEX Fund in Q4 2016 and held it in 4 quarters.
Ken Griffin's First Trust South Korea AlphaDEX Fund position peaked at $443K in Q4 2016.
10 funds tracked by Wall St. Rank held First Trust South Korea AlphaDEX Fund as of Q4 2017.

Based on Citadel Advisors's 13F filing for Q4 2017, filed 9 Feb 2018.