Karpus Investment Management’s SeaStar Medical ICU Stock Holding History

Karpus Investment Management’s Portfolio ICU Stock Details ICU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-5,870	Closed	-$15.1M	–	451
2022 Q3	$15.1M	Sell	5,870 -21	-0.4%	-$53.7K	0.53%	41
2022 Q2	$15M	Sell	5,891 -27	-0.5%	-$68.4K	0.5%	35
2022 Q1	$15M	Sell	5,918 -251	-4%	-$632K	0.46%	46
2021 Q4	$15.5M	Buy	6,169 +531	+9%	+$1.33M	0.45%	58
2021 Q3	$14.2M	Sell	5,638 -22	-0.4%	-$54.5K	0.42%	65
2021 Q2	$14M	Buy	5,660 +3,142	+125%	+$7.77M	0.42%	63
2021 Q1	$6.18M	Buy	+2,518	New	+$6.17M	0.19%	117

Other funds holding ICU

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

CCFM

Cohen & Co Financial Management New York $18.3M AUM 73.48% 1-Year Est. Return

SWA

SFMG Wealth Advisors Plano, Texas $1.48B AUM 15.85% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Karpus Investment Management's ICU Position: Q4 2022 in Review

Karpus Investment Management sold out of SeaStar Medical (ICU) in Q4 2022, closing a stake of 5,870 shares — an estimated $15.1M sold.

Karpus Investment Management first reported a position in ICU in Q1 2021 and held it in 7 quarters. The position peaked at $15.5M in Q4 2021. 8 funds tracked by Wall St. Rank hold ICU as of Q4 2022.

Karpus Investment Management reported no remaining SeaStar Medical position as of Q4 2022 after selling out during the quarter.
Karpus Investment Management sold 5,870 SeaStar Medical shares in Q4 2022, an estimated $15.1M.
Karpus Investment Management first reported a position in SeaStar Medical in Q1 2021 and held it in 7 quarters.
Karpus Investment Management's SeaStar Medical position peaked at $15.5M in Q4 2021.
8 funds tracked by Wall St. Rank held SeaStar Medical as of Q4 2022.

Based on Karpus Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.