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KFS

Kaizen Financial Strategies Portfolio holdings

AUM $308M
1-Year Est. Return 41.73%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+41.73%
3 Year Est. Return
+115.8%
5 Year Est. Return
+132.37%
10 Year Est. Return
–
AUM
$221M
AUM Growth
+$24.4M
Cap. Flow
+$1.63M
Cap. Flow %
0.73%
Top 10 Hldgs %
49.91%
Holding
169
New
19
Increased
50
Reduced
71
Closed
18

Top Buys

Rank Stock Value
1
SPYI icon
NEOS S&P 500 High Income ETF
SPYI
+$1.8M
2
QQQI icon
NEOS Nasdaq 100 High Income ETF
QQQI
+$1.79M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$1.76M
4
VPLS
Vanguard Core Plus Bond ETF
VPLS
+$909K
5
QTUM icon
Defiance Quantum ETF
QTUM
+$806K

Top Sells

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$1.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$1.24M
3
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$804K
4
TSLA icon
Tesla
TSLA
+$676K
5
SMH icon
VanEck Semiconductor ETF
SMH
+$589K

Sector Composition

Rank Sector Weight
1 Technology 17.81%
2 Communication Services 5.35%
3 Consumer Discretionary 4.02%
4 Financials 3.94%
5 Industrials 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOBY icon
151
Joby Aviation
JOBY
$8.33B
$160K 0.07%
11,204
-600
-5% -$9.11K
ABT icon
152
Abbott
ABT
$190B
– –
-1,612
Closed -$219K
AJG icon
153
Arthur J. Gallagher & Co
AJG
$65B
– –
-915
Closed -$293K
ARIS
154
DELISTED
Aris Water Solutions
ARIS
– –
-20,289
Closed -$480K
BITO icon
155
ProShares Bitcoin Strategy ETF
BITO
$1.43B
– –
-9,310
Closed -$200K
CLF icon
156
Cleveland-Cliffs
CLF
$7.08B
– –
-11,571
Closed -$87.9K
CVX icon
157
Chevron
CVX
$386B
– –
-1,610
Closed -$231K
FISV
158
Fiserv Inc
FISV
$28B
– –
-1,738
Closed -$300K
FRT icon
159
Federal Realty Investment Trust
FRT
$10.1B
– –
-2,294
Closed -$218K
NEE.PRR
160
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
– –
-10,752
Closed -$427K
NOW icon
161
ServiceNow
NOW
$132B
– –
-1,395
Closed -$287K
NVO
162
Novo Nordisk
NVO
$207B
– –
-3,354
Closed -$231K
OWL icon
163
Blue Owl Capital
OWL
$19.2B
– –
-13,155
Closed -$253K
QYLD icon
164
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
– –
-74,113
Closed -$1.24M
SCHZ icon
165
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-10,060
Closed -$234K
SPLV icon
166
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
– –
-2,775
Closed -$202K
TLT icon
167
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
– –
-3,531
Closed -$312K
UVXY icon
168
CALL
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
– –
-2,720
Closed -$5.39K
XYLD icon
169
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
– –
-36,017
Closed -$1.4M
3 4 5 6
7

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MWA
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Kaizen Financial Strategies's Q3 2025 Portfolio in Review

As of Q3 2025, Kaizen Financial Strategies held 169 positions worth $221M, up 12% from $197M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Kaizen Financial Strategies's Q3 2025 filing shows 19 new, 50 increased, 71 reduced and 18 closed positions. Its largest new stake was NEOS S&P 500 High Income ETF: 35,049 shares worth $1.83M. The largest sale was Global X S&P 500 Covered Call ETF, an estimated $1.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Kaizen Financial Strategies's largest Q3 2025 buy was NEOS S&P 500 High Income ETF: 35,049 shares worth $1.83M.
  • Kaizen Financial Strategies added most to Capital Group Dividend Value ETF in Q3 2025, an estimated $1.76M increase.
  • Kaizen Financial Strategies's biggest Q3 2025 reduction was Schwab Fundamental US Broad Market Index ETF, cutting an estimated $804K.
  • Kaizen Financial Strategies fully exited Global X S&P 500 Covered Call ETF in Q3 2025, selling an estimated $1.4M.
  • Kaizen Financial Strategies's ten largest holdings make up 50% of its $221M portfolio in Q3 2025.
  • Kaizen Financial Strategies opened 19 new positions and closed 18 in Q3 2025.
  • Kaizen Financial Strategies's portfolio value rose 12% quarter-over-quarter to $221M.

Based on Kaizen Financial Strategies's 13F filing for Q3 2025, filed 12 Nov 2025.