We are live on ! Find out more
KFS

Kaizen Financial Strategies Portfolio holdings

AUM $308M
1-Year Est. Return 41.73%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+41.73%
3 Year Est. Return
+115.8%
5 Year Est. Return
+132.37%
10 Year Est. Return
–
AUM
$221M
AUM Growth
+$24.4M
Cap. Flow
+$1.63M
Cap. Flow %
0.73%
Top 10 Hldgs %
49.91%
Holding
169
New
19
Increased
50
Reduced
71
Closed
18

Top Buys

Rank Stock Value
1
SPYI icon
NEOS S&P 500 High Income ETF
SPYI
+$1.8M
2
QQQI icon
NEOS Nasdaq 100 High Income ETF
QQQI
+$1.79M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$1.76M
4
VPLS
Vanguard Core Plus Bond ETF
VPLS
+$909K
5
QTUM icon
Defiance Quantum ETF
QTUM
+$806K

Top Sells

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$1.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$1.24M
3
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$804K
4
TSLA icon
Tesla
TSLA
+$676K
5
SMH icon
VanEck Semiconductor ETF
SMH
+$589K

Sector Composition

Rank Sector Weight
1 Technology 17.81%
2 Communication Services 5.35%
3 Consumer Discretionary 4.02%
4 Financials 3.94%
5 Industrials 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
126
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$268K 0.12%
6,060
-1,500
-20% -$63.5K
XLY icon
127
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$252K 0.11%
2,142
+2
+0.1% +$229
QQQE icon
128
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
$250K 0.11%
2,474
+7
+0.3% +$693
HON icon
129
Honeywell
HON
$72.9B
$249K 0.11%
1,351
+2
+0.1% +$418
EWC icon
130
iShares MSCI Canada ETF
EWC
$6.48B
$249K 0.11%
5,010
+10
+0.2% +$479
NEM icon
131
Newmont
NEM
$124B
$245K 0.11%
2,968
-499
-14% -$34.8K
SLM icon
132
SLM Corp
SLM
$5.11B
$242K 0.11%
9,041
-173
-2% -$5.4K
DFCA icon
133
Dimensional California Municipal Bond ETF
DFCA
$712M
$239K 0.11%
4,769
+59
+1% +$2.92K
FAS icon
134
Direxion Daily Financial Bull 3x ETF
FAS
$2.45B
$238K 0.11%
+1,475
New +$253K
XLI icon
135
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$237K 0.11%
1,552
– –
SPYV icon
136
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$236K 0.11%
+4,265
New +$230K
SNDK
137
Sandisk
SNDK
$186B
$234K 0.11%
+1,129
New +$65.9K
CUBE icon
138
CubeSmart
CUBE
$9.2B
$227K 0.1%
6,134
+1,268
+26% +$51.7K
ISRG icon
139
Intuitive Surgical
ISRG
$142B
$224K 0.1%
409
+5
+1% +$2.4K
GEV icon
140
GE Vernova
GEV
$269B
$224K 0.1%
407
+2
+0.5% +$1.21K
KCE icon
141
State Street SPDR S&P Capital Markets ETF
KCE
$471M
$223K 0.1%
+1,540
New +$236K
MAIN icon
142
Main Street Capital
MAIN
$5.52B
$221K 0.1%
3,874
+357
+10% +$23.1K
BAC icon
143
Bank of America
BAC
$448B
$220K 0.1%
4,136
-317
-7% -$15.5K
FNF icon
144
Fidelity National Financial
FNF
$12.8B
$215K 0.1%
3,943
-142
-3% -$8.25K
ET icon
145
Energy Transfer Partners
ET
$71.6B
$213K 0.1%
12,609
-22
-0.2% -$386
BND icon
146
Vanguard Total Bond Market
BND
$161B
$212K 0.1%
+2,854
New +$210K
HLAL icon
147
Wahed FTSE USA Shariah ETF
HLAL
$950M
$212K 0.1%
+3,505
New +$197K
FLTR icon
148
VanEck IG Floating Rate ETF
FLTR
$3.04B
$211K 0.1%
+8,279
New +$211K
XHS icon
149
State Street SPDR S&P Health Care Services ETF
XHS
$206M
$206K 0.09%
+2,000
New +$192K
ALSN icon
150
Allison Transmission
ALSN
$10.3B
$204K 0.09%
2,500
– –
3 4 5
6
7

Similar funds

ICP
Islander Capital Partners San Francisco, California $308M AUM
EWM
Elite Wealth Management Kirkland, Washington $308M AUM 30.88% 1-Year Est. Return
HKIM
Hayek Kallen Investment Management Fairhope, Alabama $307M AUM 18.5% 1-Year Est. Return
FI
Financial Insights Tacoma, Washington $309M AUM 17.27% 1-Year Est. Return
CCG
Cloverfields Capital Group Minneapolis, Minnesota $309M AUM 20.93% 1-Year Est. Return
MWA
Medallion Wealth Advisors Farmington, Connecticut $306M AUM 16.91% 1-Year Est. Return
PH
Pinnacle Holdings Tulsa, Oklahoma $309M AUM 18.8% 1-Year Est. Return
FAM
Fearnley Asset Management Oslo $306M AUM

Kaizen Financial Strategies's Q3 2025 Portfolio in Review

As of Q3 2025, Kaizen Financial Strategies held 169 positions worth $221M, up 12% from $197M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Kaizen Financial Strategies's Q3 2025 filing shows 19 new, 50 increased, 71 reduced and 18 closed positions. Its largest new stake was NEOS S&P 500 High Income ETF: 35,049 shares worth $1.83M. The largest sale was Global X S&P 500 Covered Call ETF, an estimated $1.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Kaizen Financial Strategies's largest Q3 2025 buy was NEOS S&P 500 High Income ETF: 35,049 shares worth $1.83M.
  • Kaizen Financial Strategies added most to Capital Group Dividend Value ETF in Q3 2025, an estimated $1.76M increase.
  • Kaizen Financial Strategies's biggest Q3 2025 reduction was Schwab Fundamental US Broad Market Index ETF, cutting an estimated $804K.
  • Kaizen Financial Strategies fully exited Global X S&P 500 Covered Call ETF in Q3 2025, selling an estimated $1.4M.
  • Kaizen Financial Strategies's ten largest holdings make up 50% of its $221M portfolio in Q3 2025.
  • Kaizen Financial Strategies opened 19 new positions and closed 18 in Q3 2025.
  • Kaizen Financial Strategies's portfolio value rose 12% quarter-over-quarter to $221M.

Based on Kaizen Financial Strategies's 13F filing for Q3 2025, filed 12 Nov 2025.