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KFS

Kaizen Financial Strategies Portfolio holdings

AUM $308M
1-Year Est. Return 41.73%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+41.73%
3 Year Est. Return
+115.8%
5 Year Est. Return
+132.37%
10 Year Est. Return
–
AUM
$221M
AUM Growth
+$24.4M
Cap. Flow
+$1.63M
Cap. Flow %
0.73%
Top 10 Hldgs %
49.91%
Holding
169
New
19
Increased
50
Reduced
71
Closed
18

Top Buys

Rank Stock Value
1
SPYI icon
NEOS S&P 500 High Income ETF
SPYI
+$1.8M
2
QQQI icon
NEOS Nasdaq 100 High Income ETF
QQQI
+$1.79M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$1.76M
4
VPLS
Vanguard Core Plus Bond ETF
VPLS
+$909K
5
QTUM icon
Defiance Quantum ETF
QTUM
+$806K

Top Sells

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$1.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$1.24M
3
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$804K
4
TSLA icon
Tesla
TSLA
+$676K
5
SMH icon
VanEck Semiconductor ETF
SMH
+$589K

Sector Composition

Rank Sector Weight
1 Technology 17.81%
2 Communication Services 5.35%
3 Consumer Discretionary 4.02%
4 Financials 3.94%
5 Industrials 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCTR icon
101
Victory Capital Holdings
VCTR
$6.99B
$398K 0.18%
6,460
– –
FIW icon
102
First Trust Water ETF
FIW
$1.94B
$393K 0.18%
3,526
+5
+0.1% +$557
IVV icon
103
iShares Core S&P 500 ETF
IVV
$902B
$378K 0.17%
561
-212
-27% -$137K
VBK icon
104
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.7B
$377K 0.17%
1,272
+142
+13% +$41K
BRK.B icon
105
Berkshire Hathaway Class B
BRK.B
$1.11T
$374K 0.17%
759
+42
+6% +$20.3K
OKE icon
106
Oneok
OKE
$57.7B
$372K 0.17%
5,480
-1,438
-21% -$110K
WES icon
107
Western Midstream Partners
WES
$19.9B
$370K 0.17%
+9,612
New +$375K
MS icon
108
Morgan Stanley
MS
$338B
$369K 0.17%
2,258
-380
-14% -$56.1K
QCOM icon
109
Qualcomm
QCOM
$171B
$362K 0.16%
2,091
-638
-23% -$101K
IWO icon
110
iShares Russell 2000 Growth ETF
IWO
$14.9B
$352K 0.16%
1,100
-125
-10% -$37.7K
VB icon
111
Vanguard Morningstar Small-Cap ETF
VB
$82.8B
$350K 0.16%
1,398
+9
+0.6% +$2.23K
LDOS icon
112
Leidos
LDOS
$17.7B
$339K 0.15%
1,743
+3
+0.2% +$522
AXON
113
Axon Enterprise
AXON
$51.7B
$336K 0.15%
573
– –
SCHM icon
114
Schwab US Mid-Cap ETF
SCHM
$15.1B
$332K 0.15%
11,431
+48
+0.4% +$1.4K
HESM icon
115
Hess Midstream
HESM
$5.2B
$329K 0.15%
9,821
-3,001
-23% -$119K
EWP icon
116
iShares MSCI Spain ETF
EWP
$2.21B
$309K 0.14%
6,100
– –
SCHA icon
117
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$304K 0.14%
11,059
+329
+3% +$8.8K
MMM icon
118
3M
MMM
$94.4B
$300K 0.14%
1,833
-144
-7% -$22.2K
ADBE icon
119
Adobe
ADBE
$105B
$300K 0.14%
915
-831
-48% -$298K
GLDM icon
120
SPDR Gold MiniShares Trust
GLDM
$29.9B
$291K 0.13%
3,699
-1,229
-25% -$84.2K
ACWX icon
121
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$291K 0.13%
4,420
– –
VTEC icon
122
Vanguard California Tax-Exempt Bond ETF
VTEC
$3.1B
$281K 0.13%
+2,800
New +$274K
GILD icon
123
Gilead Sciences
GILD
$168B
$278K 0.13%
2,255
-188
-8% -$21.4K
FLMX icon
124
Franklin FTSE Mexico ETF
FLMX
$85.1M
$270K 0.12%
8,237
-213
-3% -$6.51K
BABA icon
125
Alibaba
BABA
$306B
$268K 0.12%
1,600
-200
-11% -$26.2K
3 4
5
6 7

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Kaizen Financial Strategies's Q3 2025 Portfolio in Review

As of Q3 2025, Kaizen Financial Strategies held 169 positions worth $221M, up 12% from $197M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Kaizen Financial Strategies's Q3 2025 filing shows 19 new, 50 increased, 71 reduced and 18 closed positions. Its largest new stake was NEOS S&P 500 High Income ETF: 35,049 shares worth $1.83M. The largest sale was Global X S&P 500 Covered Call ETF, an estimated $1.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Kaizen Financial Strategies's largest Q3 2025 buy was NEOS S&P 500 High Income ETF: 35,049 shares worth $1.83M.
  • Kaizen Financial Strategies added most to Capital Group Dividend Value ETF in Q3 2025, an estimated $1.76M increase.
  • Kaizen Financial Strategies's biggest Q3 2025 reduction was Schwab Fundamental US Broad Market Index ETF, cutting an estimated $804K.
  • Kaizen Financial Strategies fully exited Global X S&P 500 Covered Call ETF in Q3 2025, selling an estimated $1.4M.
  • Kaizen Financial Strategies's ten largest holdings make up 50% of its $221M portfolio in Q3 2025.
  • Kaizen Financial Strategies opened 19 new positions and closed 18 in Q3 2025.
  • Kaizen Financial Strategies's portfolio value rose 12% quarter-over-quarter to $221M.

Based on Kaizen Financial Strategies's 13F filing for Q3 2025, filed 12 Nov 2025.