K2 Principal Fund’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

K2 Principal Fund’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-15,000	Closed	-$640K	–	546
2025 Q4	$640K	Buy	+15,000	New	+$664K	0.05%	250
2025 Q2	–	Sell	-25,000	Closed	-$986K	–	365
2025 Q1	$986K	Buy	+25,000	New	+$977K	0.13%	155
2024 Q1	–	Sell	-300,000	Closed	-$9.5M	–	298
2023 Q4	$9.5M	Buy	+300,000	New	+$9.17M	1.21%	24
2021 Q3	–	Sell	-60,000	Closed	-$1.9M	–	370
2021 Q2	$1.9M	Buy	+60,000	New	+$1.96M	0.16%	178
2020 Q2	–	Sell	-50,000	Closed	-$1.39M	–	314
2020 Q1	$1.39M	Buy	+50,000	New	+$1.6M	0.26%	98

Other funds holding XLU

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

K2 Principal Fund's XLU Position: Q2 2017 in Review

K2 Principal Fund sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q2 2017, closing a stake of 10,000 shares — an estimated $257K sold.

K2 Principal Fund first reported a position in XLU in Q1 2017 and held it in 1 quarter. The position peaked at $257K in Q1 2017. 530 funds tracked by Wall St. Rank hold XLU as of Q2 2017.

K2 Principal Fund reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q2 2017 after selling out during the quarter.
K2 Principal Fund sold 10,000 State Street Utilities Select Sector SPDR ETF shares in Q2 2017, an estimated $257K.
K2 Principal Fund first reported a position in State Street Utilities Select Sector SPDR ETF in Q1 2017 and held it in 1 quarter.
K2 Principal Fund's State Street Utilities Select Sector SPDR ETF position peaked at $257K in Q1 2017.
530 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q2 2017.

Based on K2 Principal Fund's 13F filing for Q2 2017, filed 11 Aug 2017.