K2 Principal Fund’s UBS Group UBS Stock Holding History

K2 Principal Fund’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-22,000	Closed	-$542K	–	281
2023 Q3	$542K	Sell	22,000 -13,000	-37%	-$304K	0.11%	111
2023 Q2	$709K	Buy	+35,000	New	+$704K	0.16%	104

Other funds holding UBS

Norges Bank Oslo, Norway $935B AUM

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $46B AUM 27.59% 1-Year Est. Return

CCI

Cevian Capital II St. Helier, Jersey $3.12B AUM 25.62% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

K2 Principal Fund's UBS Position: Q4 2023 in Review

K2 Principal Fund sold out of UBS Group (UBS) in Q4 2023, closing a stake of 22,000 shares — an estimated $542K sold.

K2 Principal Fund first reported a position in UBS in Q2 2023 and held it in 2 quarters. The position peaked at $709K in Q2 2023. 526 funds tracked by Wall St. Rank hold UBS as of Q4 2023.

K2 Principal Fund reported no remaining UBS Group position as of Q4 2023 after selling out during the quarter.
K2 Principal Fund sold 22,000 UBS Group shares in Q4 2023, an estimated $542K.
K2 Principal Fund first reported a position in UBS Group in Q2 2023 and held it in 2 quarters.
K2 Principal Fund's UBS Group position peaked at $709K in Q2 2023.
526 funds tracked by Wall St. Rank held UBS Group as of Q4 2023.

Based on K2 Principal Fund's 13F filing for Q4 2023, filed 14 Feb 2024.