K2 Principal Fund’s UBS Group UBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-22,000	Closed	-$542K	–	232
2023 Q3	$542K	Sell	22,000 -13,000	-37%	-$320K	0.11%	72
2023 Q2	$709K	Buy	+35,000	New	+$709K	0.16%	73