K2 Principal Fund’s SPDR Bloomberg Short Term High Yield Bond ETF SJNK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-8,500	Closed	-$229K	–	213
2016 Q2	$229K	Hold	8,500	–	–	0.03%	139
2016 Q1	$219K	Buy	+8,500	New	+$219K	0.03%	98