K2 Principal Fund’s Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund PTA Stock Holding History

K2 Principal Fund’s Portfolio PTA Stock Details PTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-9,804	Closed	-$200K	–	449
2025 Q3	$200K	Buy	+9,804	New	+$198K	0.02%	254
2025 Q2	–	Sell	-11,967	Closed	-$233K	–	340
2025 Q1	$233K	Buy	+11,967	New	+$236K	0.03%	222

Other funds holding PTA

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

LSC

Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return

K2 Principal Fund's PTA Position: Q4 2025 in Review

K2 Principal Fund sold out of Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA) in Q4 2025, closing a stake of 9,804 shares — an estimated $200K sold.

K2 Principal Fund first reported a position in PTA in Q1 2025 and held it in 2 quarters. The position peaked at $233K in Q1 2025. 60 funds tracked by Wall St. Rank hold PTA as of Q4 2025.

K2 Principal Fund reported no remaining Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund position as of Q4 2025 after selling out during the quarter.
K2 Principal Fund sold 9,804 Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund shares in Q4 2025, an estimated $200K.
K2 Principal Fund first reported a position in Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund in Q1 2025 and held it in 2 quarters.
K2 Principal Fund's Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund position peaked at $233K in Q1 2025.
60 funds tracked by Wall St. Rank held Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund as of Q4 2025.

Based on K2 Principal Fund's 13F filing for Q4 2025, filed 13 Feb 2026.