K2 Principal Fund’s Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on PIC.U Stock Holding History

K2 Principal Fund’s Portfolio PIC.U Stock Details PIC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-371,512	Closed	-$3.83M	–	339
2020 Q2	$3.83M	Buy	371,512 +72,500	+24%	+$736K	0.61%	52
2020 Q1	$2.98M	Sell	299,012 -100,988	-25%	-$1.02M	0.56%	58
2019 Q4	$4.08M	Hold	400,000	–	–	0.35%	102
2019 Q3	$4.07M	Buy	+400,000	New	+$4.05M	0.44%	82

Other funds holding PIC.U

ACH

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return

Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

HIM

HGC Investment Management Toronto, Ontario, Canada $451M AUM 8.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

K2 Principal Fund's PIC.U Position: Q3 2020 in Review

K2 Principal Fund sold out of Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on (PIC.U) in Q3 2020, closing a stake of 371,512 shares — an estimated $3.83M sold.

K2 Principal Fund first reported a position in PIC.U in Q3 2019 and held it in 4 quarters. The position peaked at $4.08M in Q4 2019. 8 funds tracked by Wall St. Rank hold PIC.U as of Q3 2020.

K2 Principal Fund reported no remaining Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on position as of Q3 2020 after selling out during the quarter.
K2 Principal Fund sold 371,512 Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on shares in Q3 2020, an estimated $3.83M.
K2 Principal Fund first reported a position in Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on in Q3 2019 and held it in 4 quarters.
K2 Principal Fund's Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on position peaked at $4.08M in Q4 2019.
8 funds tracked by Wall St. Rank held Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on as of Q3 2020.

Based on K2 Principal Fund's 13F filing for Q3 2020, filed 13 Nov 2020.