K2 Principal Fund’s Healthcare Merger Corp. Warrants HCCOW Stock Holding History

K2 Principal Fund’s Portfolio HCCOW Stock Details HCCOW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-118,300	Closed	-$136K	–	344
2020 Q2	$136K	Hold	118,300	–	–	0.02%	225
2020 Q1	$111K	Buy	+118,300	New	+$149K	0.02%	200

Other funds holding HCCOW

Linden Advisors New York $17.9B AUM 1.72% 1-Year Est. Return

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Governors Lane New York $1.56B AUM 30.42% 1-Year Est. Return

Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return

BlueCrest Capital Management St Helier, Jersey $1.69B AUM 20.01% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

Walleye Capital

Walleye Capital New York $28B AUM 44.22% 1-Year Est. Return

Sage Rock Capital Management New York $22.3M AUM 4.09% 1-Year Est. Return

Alyeska Investment Group

Alyeska Investment Group Chicago, Illinois $35.4B AUM 33.54% 1-Year Est. Return

MMCAP International Grand Cayman, Cayman Islands $1.16B AUM 77.9% 1-Year Est. Return