K2 Principal Fund’s Western Asset Emerging Markets Debt Fund EMD Stock Holding History

K2 Principal Fund’s Portfolio EMD Stock Details EMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-65,472	Closed	-$1.02M	–	345
2017 Q2	$1.02M	Buy	65,472 +10,460	+19%	+$164K	0.07%	208
2017 Q1	$853K	Sell	55,012 -34,651	-39%	-$530K	0.07%	203
2016 Q4	$1.32M	Buy	89,663 +55,513	+163%	+$839K	0.12%	143
2016 Q3	$555K	Buy	34,150 +16,110	+89%	+$261K	0.06%	197
2016 Q2	$277K	Buy	+18,040	New	+$267K	0.04%	203

Other funds holding EMD

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

K2 Principal Fund's EMD Position: Q3 2017 in Review

K2 Principal Fund sold out of Western Asset Emerging Markets Debt Fund (EMD) in Q3 2017, closing a stake of 65,472 shares — an estimated $1.02M sold.

K2 Principal Fund first reported a position in EMD in Q2 2016 and held it in 5 quarters. The position peaked at $1.32M in Q4 2016. 94 funds tracked by Wall St. Rank hold EMD as of Q3 2017.

K2 Principal Fund reported no remaining Western Asset Emerging Markets Debt Fund position as of Q3 2017 after selling out during the quarter.
K2 Principal Fund sold 65,472 Western Asset Emerging Markets Debt Fund shares in Q3 2017, an estimated $1.02M.
K2 Principal Fund first reported a position in Western Asset Emerging Markets Debt Fund in Q2 2016 and held it in 5 quarters.
K2 Principal Fund's Western Asset Emerging Markets Debt Fund position peaked at $1.32M in Q4 2016.
94 funds tracked by Wall St. Rank held Western Asset Emerging Markets Debt Fund as of Q3 2017.

Based on K2 Principal Fund's 13F filing for Q3 2017, filed 9 Nov 2017.