K2 Principal Fund’s BROADCOM CORP CL-A BRCM Stock Holding History

K2 Principal Fund’s Portfolio BRCM Stock Details BRCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-41,200	Closed	-$2.38M	–	300
2015 Q4	$2.38M	Sell	41,200 -26,287	-39%	-$1.42M	0.32%	77
2015 Q3	$3.47M	Sell	67,487 -57,555	-46%	-$2.96M	0.56%	48
2015 Q2	$6.44M	Buy	+125,042	New	+$6.09M	1.16%	22

Other funds holding BRCM

HNB

Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

MAM

Mizuho Asset Management Tokyo, Japan $462M AUM 15.39% 1-Year Est. Return

FBC

Fairfield, Bush & Co Darien, Connecticut $180M AUM 39.51% 1-Year Est. Return

WBC

Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

HIIFS

Harel Insurance Investments & Financial Services Ramat Gan, Israel $14.7B AUM 47% 1-Year Est. Return

K2 Principal Fund's BRCM Position: Q1 2016 in Review

K2 Principal Fund sold out of BROADCOM CORP CL-A (BRCM) in Q1 2016, closing a stake of 41,200 shares — an estimated $2.38M sold.

K2 Principal Fund first reported a position in BRCM in Q2 2015 and held it in 3 quarters. The position peaked at $6.44M in Q2 2015. 6 funds tracked by Wall St. Rank hold BRCM as of Q1 2016.

K2 Principal Fund reported no remaining BROADCOM CORP CL-A position as of Q1 2016 after selling out during the quarter.
K2 Principal Fund sold 41,200 BROADCOM CORP CL-A shares in Q1 2016, an estimated $2.38M.
K2 Principal Fund first reported a position in BROADCOM CORP CL-A in Q2 2015 and held it in 3 quarters.
K2 Principal Fund's BROADCOM CORP CL-A position peaked at $6.44M in Q2 2015.
6 funds tracked by Wall St. Rank held BROADCOM CORP CL-A as of Q1 2016.

Based on K2 Principal Fund's 13F filing for Q1 2016, filed 12 May 2016.