Jeffrey Smith’s Great Elm Group GEG Stock Holding History

Jeffrey Smith’s Portfolio GEG Stock Details GEG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-847,357	Closed	-$6.3M	–	36
2015 Q2	$6.3M	Sell	847,357 -44,667	-5%	-$358K	0.14%	31
2015 Q1	$6.12M	Hold	892,024	–	–	0.13%	25
2014 Q4	$10.7M	Hold	892,024	–	–	0.24%	26
2014 Q3	$19.9M	Hold	892,024	–	–	0.69%	21
2014 Q2	$23.9M	Buy	892,024 +104,167	+13%	+$2.68M	0.94%	21
2014 Q1	$20.5M	Buy	787,857 +25,000	+3%	+$465K	1.12%	20
2013 Q4	$12.6M	Hold	762,857	–	–	0.63%	21
2013 Q3	$15.8M	Buy	762,857 +53,440	+8%	+$1.19M	1.27%	18
2013 Q2	$16.5M	Buy	+709,417	New	+$16.8M	1.15%	21

Other funds holding GEG

MCM

Mast Capital Management Boston, Massachusetts $68.6M AUM 19.35% 1-Year Est. Return

KCM

Kingdon Capital Management New York $976M AUM 66.76% 1-Year Est. Return

SRFM

Shannon River Fund Management New York $1.12B AUM 150.26% 1-Year Est. Return

Nokomis Capital Dallas, Texas $290M AUM 55.12% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

ICM

ISZO Capital Management New York $2M AUM 35.61% 1-Year Est. Return

AIC

AWM Investment Company New York $1.15B AUM 201.65% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

PGCM

Prescott Group Capital Management Tulsa, Oklahoma $1.16B AUM 53.61% 1-Year Est. Return

Jeffrey Smith's GEG Position: Q3 2015 in Review

Jeffrey Smith sold out of Great Elm Group (GEG) in Q3 2015, closing a stake of 847,357 shares — an estimated $6.3M sold.

Jeffrey Smith first reported a position in GEG in Q2 2013 and held it in 9 quarters. The position peaked at $23.9M in Q2 2014. 53 funds tracked by Wall St. Rank hold GEG as of Q3 2015.

Jeffrey Smith reported no remaining Great Elm Group position as of Q3 2015 after selling out during the quarter.
Jeffrey Smith sold 847,357 Great Elm Group shares in Q3 2015, an estimated $6.3M.
Jeffrey Smith first reported a position in Great Elm Group in Q2 2013 and held it in 9 quarters.
Jeffrey Smith's Great Elm Group position peaked at $23.9M in Q2 2014.
53 funds tracked by Wall St. Rank held Great Elm Group as of Q3 2015.

Based on Starboard Value's 13F filing for Q3 2015, filed 13 Nov 2015.