Jefferies Group’s State Street Ultra Short Term Bond ETF ULST Stock Holding History

Jefferies Group’s Portfolio ULST Stock Details ULST Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-51,985	Closed	-$2.08M	–	3047
2015 Q2	$2.08M	Sell	51,985 -6,919	-12%	-$277K	0.01%	893
2015 Q1	$2.36M	Sell	58,904 -48,671	-45%	-$1.95M	0.01%	705
2014 Q4	$4.3M	Sell	107,575 -29,824	-22%	-$1.2M	0.03%	468
2014 Q3	$5.52M	Buy	137,399 +6,875	+5%	+$276K	0.04%	392
2014 Q2	$5.23M	Sell	130,524 -31,334	-19%	-$1.26M	0.04%	342
2014 Q1	$6.5M	Sell	161,858 -17,618	-10%	-$707K	0.06%	244
2013 Q4	$7.2M	Buy	+179,476	New	+$7.19M	0.05%	233

Other funds holding ULST

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

GWM

Gupta Wealth Management San Diego, California $427M AUM 0.52% 1-Year Est. Return

CWM

Cabot Wealth Management Salem, Massachusetts $869M AUM 16.19% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jefferies Group's ULST Position: Q3 2015 in Review

Jefferies Group sold out of State Street Ultra Short Term Bond ETF (ULST) in Q3 2015, closing a stake of 51,985 shares — an estimated $2.08M sold.

Jefferies Group first reported a position in ULST in Q4 2013 and held it in 7 quarters. The position peaked at $7.2M in Q4 2013. 13 funds tracked by Wall St. Rank hold ULST as of Q3 2015.

Jefferies Group reported no remaining State Street Ultra Short Term Bond ETF position as of Q3 2015 after selling out during the quarter.
Jefferies Group sold 51,985 State Street Ultra Short Term Bond ETF shares in Q3 2015, an estimated $2.08M.
Jefferies Group first reported a position in State Street Ultra Short Term Bond ETF in Q4 2013 and held it in 7 quarters.
Jefferies Group's State Street Ultra Short Term Bond ETF position peaked at $7.2M in Q4 2013.
13 funds tracked by Wall St. Rank held State Street Ultra Short Term Bond ETF as of Q3 2015.

Based on Jefferies Group's 13F filing for Q3 2015, filed 13 Nov 2015.