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JDR

Jay D. Rosenbaum Portfolio holdings

AUM $6.69M
1-Year Est. Return 4.68%
This Fund
S&P 500
This Quarter Est. Return
-28.72%
1 Year Est. Return
+4.68%
3 Year Est. Return
+12.92%
5 Year Est. Return
+74.65%
10 Year Est. Return
+173.05%
AUM
$358M
AUM Growth
+$6.93M
Cap. Flow
+$138M
Cap. Flow %
38.5%
Top 10 Hldgs %
94.69%
Holding
39
New
3
Increased
6
Reduced
17
Closed
1

Top Buys

Rank Stock Value
1
RICE
Rice Energy Inc.
RICE
+$138M
2
TMO icon
Thermo Fisher Scientific
TMO
+$393K
3
MRK icon
Merck
MRK
+$211K
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$201K
5
SLB icon
SLB Ltd
SLB
+$170K

Top Sells

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$859K
2
QCOM icon
Qualcomm
QCOM
+$133K
3
EMR icon
Emerson Electric
EMR
+$111K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$97.5K
5
EW icon
Edwards Lifesciences
EW
+$93.5K

Sector Composition

Rank Sector Weight
1 Energy 91.55%
2 Healthcare 2.94%
3 Technology 2.19%
4 Consumer Staples 0.84%
5 Industrials 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RICE
1
DELISTED
Rice Energy Inc.
RICE
$325M 90.84%
29,800,000
+10,000,000
+51% +$138M
INTC icon
2
Intel
INTC
$416B
$2.06M 0.58%
59,778
-900
-1% -$30.4K
AMGN icon
3
Amgen
AMGN
$210B
$1.91M 0.53%
11,766
– –
EW icon
4
Edwards Lifesciences
EW
$49.1B
$1.59M 0.45%
60,450
-3,600
-6% -$93.5K
ABT icon
5
Abbott
ABT
$191B
$1.57M 0.44%
34,875
-225
-0.6% -$9.93K
MSFT icon
6
Microsoft
MSFT
$2.93T
$1.48M 0.41%
26,610
+750
+3% +$39.5K
PG icon
7
Procter & Gamble
PG
$340B
$1.39M 0.39%
17,506
-125
-0.7% -$9.55K
JNJ icon
8
Johnson & Johnson
JNJ
$645B
$1.28M 0.36%
12,450
-100
-0.8% -$10.1K
AAPL icon
9
Apple
AAPL
$5T
$1.25M 0.35%
47,600
+1,000
+2% +$28.6K
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$1.22M 0.34%
5,985
-475
-7% -$97.5K
SYK icon
11
Stryker
SYK
$135B
$1.2M 0.33%
12,846
-50
-0.4% -$4.79K
PEP icon
12
PepsiCo
PEP
$198B
$1.17M 0.33%
11,730
-175
-1% -$17.5K
MDT icon
13
Medtronic
MDT
$113B
$1.11M 0.31%
14,425
-175
-1% -$13.2K
XOM icon
14
ExxonMobil
XOM
$653B
$1.04M 0.29%
13,347
+900
+7% +$71.9K
TJX icon
15
TJX Companies
TJX
$180B
$1.03M 0.29%
28,950
– –
XLNX
16
DELISTED
Xilinx Inc
XLNX
$999K 0.28%
21,275
+250
+1% +$11.8K
JPM icon
17
JPMorgan Chase
JPM
$928B
$953K 0.27%
14,425
– –
MMM icon
18
3M
MMM
$92.5B
$939K 0.26%
7,456
– –
EMR icon
19
Emerson Electric
EMR
$81.7B
$931K 0.26%
19,465
-2,325
-11% -$111K
RDS.B
20
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$815K 0.23%
17,715
– –
GE icon
21
GE Aerospace
GE
$365B
$767K 0.21%
5,133
-42
-0.8% -$5.96K
CVS icon
22
CVS Health
CVS
$137B
$738K 0.21%
7,550
– –
USB icon
23
US Bancorp
USB
$99B
$731K 0.2%
17,125
-200
-1% -$8.55K
SLB icon
24
SLB Ltd
SLB
$73.2B
$681K 0.19%
9,770
+2,275
+30% +$170K
CTSH icon
25
Cognizant
CTSH
$26.4B
$677K 0.19%
11,275
-225
-2% -$14.5K
1
2

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Jay D. Rosenbaum's Q4 2015 Portfolio in Review

As of Q4 2015, Jay D. Rosenbaum held 39 positions worth $358M, up 2% from $351M the previous quarter. Its ten largest holdings account for 95% of the portfolio.

Jay D. Rosenbaum deployed $138M of net new capital in Q4 2015, opening 3 new positions and adding to 6 existing holdings. Its largest new stake was Thermo Fisher Scientific: 2,950 shares worth $418K.

By sector, the portfolio is most concentrated in Energy at 92% of assets, down from 92% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Qualcomm, an estimated $133K trimmed.

  • Jay D. Rosenbaum's largest Q4 2015 buy was Thermo Fisher Scientific: 2,950 shares worth $418K.
  • Jay D. Rosenbaum added most to Rice Energy Inc. in Q4 2015, an estimated $138M increase.
  • Jay D. Rosenbaum's biggest Q4 2015 reduction was Qualcomm, cutting an estimated $133K.
  • Jay D. Rosenbaum fully exited Baker Hughes in Q4 2015, selling an estimated $859K.
  • Jay D. Rosenbaum's ten largest holdings make up 95% of its $358M portfolio in Q4 2015.
  • Jay D. Rosenbaum opened 3 new positions and closed 1 in Q4 2015.
  • Jay D. Rosenbaum's portfolio value rose 2% quarter-over-quarter to $358M.

Based on Jay D. Rosenbaum's 13F filing for Q4 2015, filed 6 Jan 2016.