Janney Montgomery Scott

Janney Montgomery Scott’s STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052 SWJ.CL Stock Holding History

Janney Montgomery Scott’s Portfolio SWJ.CL Stock Details SWJ.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-56,865	Closed	-$1.46M	–	2182
2015 Q1	$1.46M	Buy	56,865 +5,177	+10%	+$133K	0.03%	699
2014 Q4	$1.31M	Buy	51,688 +7,078	+16%	+$178K	0.03%	732
2014 Q3	$1.1M	Buy	44,610 +15,197	+52%	+$376K	0.02%	789
2014 Q2	$717K	Buy	+29,413	New	+$726K	0.02%	1006
2014 Q1	–	Sell	-32,447	Closed	-$694K	–	2097
2013 Q4	$694K	Buy	32,447 +11,337	+54%	+$250K	0.02%	892
2013 Q3	$465K	Buy	21,110 +6,085	+40%	+$141K	0.01%	1046
2013 Q2	$368K	Buy	+15,025	New	+$390K	0.04%	475

Other funds holding SWJ.CL

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return

Capstone Asset Management Houston, Texas $3.6B AUM 20.21% 1-Year Est. Return

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

Fulton Breakefield Broenniman Bethesda, Maryland $1.53B AUM 18.11% 1-Year Est. Return

City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

Spirit of America Management Corp Syosset, New York $530M AUM 36.47% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

M&R Capital Management Summit, New Jersey $454M AUM 40.11% 1-Year Est. Return

CCM Investment Advisers Columbia, South Carolina $1.04B AUM 40.82% 1-Year Est. Return

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return