Janney Montgomery Scott’s Gladstone Capital Corporation Series 2021 Term Preferred Shares GLADO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-16,950	Closed	-$438K	–	2212
2015 Q1	$438K	Buy	16,950 +7,800	+85%	+$202K	0.01%	1477
2014 Q4	$234K	Buy	+9,150	New	+$234K	﹤0.01%	1887