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Ionic Capital Management Portfolio holdings

AUM $1.37B
1-Year Est. Return 48.26%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+48.26%
3 Year Est. Return
+102.88%
5 Year Est. Return
+263.79%
10 Year Est. Return
+1,986.54%
AUM
$1.17B
AUM Growth
-$519M
Cap. Flow
-$542M
Cap. Flow %
-46.44%
Top 10 Hldgs %
67.96%
Holding
239
New
34
Increased
22
Reduced
54
Closed
103

Top Buys

Rank Stock Value
1
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$9.17M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$6.23M
3
META icon
Meta Platforms (Facebook)
META
+$4.29M
4
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
+$3.73M
5
DYNC
Vistra Energy Corp.
DYNC
+$2.36M

Top Sells

Rank Stock Value
1
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$22.1M
2
NXPI icon
NXP Semiconductors
NXPI
+$10.2M
3
ILG
ILG, Inc Common Stock
ILG
+$9.06M
4
CCK icon
Crown Holdings
CCK
+$8.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$8.31M

Sector Composition

Rank Sector Weight
1 Technology 1.23%
2 Communication Services 0.56%
3 Financials 0.52%
4 Consumer Discretionary 0.51%
5 Industrials 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$217M 18.57%
745,000
-512,300
-41% -$146M
HYG icon
2
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$211M 18.05%
2,435,600
-128,400
-5% -$11M
FXE icon
3
CALL
Invesco CurrencyShares Euro Currency Trust
FXE
$332M
$78.6M 6.74%
707,000
-274,600
-28% -$30.6M
TLT icon
4
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$62.7M 5.38%
535,000
+255,000
+91% +$30.6M
EFA icon
5
PUT
iShares MSCI EAFE ETF
EFA
$77.1B
$51M 4.37%
750,000
-150,000
-17% -$10.1M
FXE icon
6
PUT
Invesco CurrencyShares Euro Currency Trust
FXE
$332M
$45.7M 3.91%
410,800
-290,500
-41% -$32.4M
SPY icon
7
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$36.9M 3.16%
127,000
-300,000
-70% -$85.4M
EMB icon
8
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$35.5M 3.04%
329,135
-206,215
-39% -$22.1M
FXI icon
9
PUT
iShares China Large-Cap ETF
FXI
$4.29B
$31.9M 2.73%
744,000
+344,000
+86% +$14.6M
NSC icon
10
CALL
Norfolk Southern
NSC
$74.3B
$23.5M 2.01%
130,000
-50,000
-28% -$8.54M
DCUD
11
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$18.5M 1.59%
391,778
-30,765
-7% -$1.46M
ZION icon
12
CALL
Zions Bancorporation
ZION
$10.3B
$17.6M 1.5%
350,000
+173,600
+98% +$9.17M
EEM icon
13
PUT
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$13.9M 1.2%
325,000
+225,000
+225% +$9.71M
DYNC
14
DELISTED
Vistra Energy Corp.
DYNC
$12.7M 1.09%
130,820
+25,373
+24% +$2.36M
HFRO
15
Highland Opportunities and Income Fund
HFRO
$404M
$12M 1.03%
779,778
-61,801
-7% -$973K
MSFT icon
16
Microsoft
MSFT
$2.9T
$10.9M 0.93%
95,000
+19,500
+26% +$2.11M
EMB icon
17
CALL
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$10.8M 0.92%
+100,000
New +$10.7M
ZIONW
18
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$9.9M 0.85%
552,914
+13,300
+2% +$271K
MDY icon
19
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$9.73M 0.83%
26,480
-569
-2% -$208K
BAC icon
20
PUT
Bank of America
BAC
$432B
$9.43M 0.81%
320,000
-50,000
-14% -$1.52M
FTV.PRA
21
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$9.36M 0.8%
+8,740
New +$9.17M
MSFT icon
22
PUT
Microsoft
MSFT
$2.9T
$9.15M 0.78%
80,000
-50,000
-38% -$5.42M
STZ icon
23
CALL
Constellation Brands
STZ
$22.6B
$8.63M 0.74%
40,000
– –
IWM icon
24
PUT
iShares Russell 2000 ETF
IWM
$81.6B
$8.43M 0.72%
+50,000
New +$8.44M
AAPL icon
25
PUT
Apple
AAPL
$4.79T
$7.9M 0.68%
140,000
-40,000
-22% -$2.08M
1
2 3 4 5

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SOS
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MAWA
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HPC
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NGA
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Ionic Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Ionic Capital Management held 239 positions worth $1.17B, down 31% from $1.69B the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Ionic Capital Management withdrew a net $542M in Q3 2018, closing 103 positions and reducing 54 holdings. Its most notable exit was NXP Semiconductors, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, down from 3.4% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Ionic Capital Management opened a new position in Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A worth $9.36M.

  • Ionic Capital Management's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 8,740 shares worth $9.36M.
  • Ionic Capital Management added most to Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A in Q3 2018, an estimated $6.23M increase.
  • Ionic Capital Management's biggest Q3 2018 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $22.1M.
  • Ionic Capital Management fully exited NXP Semiconductors in Q3 2018, selling an estimated $10.2M.
  • Ionic Capital Management's ten largest holdings make up 68% of its $1.17B portfolio in Q3 2018.
  • Ionic Capital Management opened 34 new positions and closed 103 in Q3 2018.
  • Ionic Capital Management's portfolio value fell 31% quarter-over-quarter to $1.17B.

Based on Ionic Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.