We are live on ! Find out more
ICM

Ionic Capital Management Portfolio holdings

AUM $1.37B
1-Year Est. Return 48.26%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+48.26%
3 Year Est. Return
+102.88%
5 Year Est. Return
+263.79%
10 Year Est. Return
+1,986.54%
AUM
$1.17B
AUM Growth
-$519M
Cap. Flow
-$542M
Cap. Flow %
-46.44%
Top 10 Hldgs %
67.96%
Holding
239
New
34
Increased
22
Reduced
54
Closed
103

Top Buys

Rank Stock Value
1
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$9.17M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$6.23M
3
META icon
Meta Platforms (Facebook)
META
+$4.29M
4
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
+$3.73M
5
DYNC
Vistra Energy Corp.
DYNC
+$2.36M

Top Sells

Rank Stock Value
1
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$22.1M
2
NXPI icon
NXP Semiconductors
NXPI
+$10.2M
3
ILG
ILG, Inc Common Stock
ILG
+$9.06M
4
CCK icon
Crown Holdings
CCK
+$8.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$8.31M

Sector Composition

Rank Sector Weight
1 Technology 1.23%
2 Communication Services 0.56%
3 Financials 0.52%
4 Consumer Discretionary 0.51%
5 Industrials 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
201
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.47B
– –
-12,500
Closed -$2.15M
XPO icon
202
XPO
XPO
$25.1B
– –
-112,050
Closed -$3.88M
SGI
203
Somnigroup International
SGI
$14.8B
– –
-128,000
Closed -$1.54M
SGI
204
PUT
Somnigroup International
SGI
$14.8B
– –
-200,000
Closed -$2.4M
MUI
205
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-18,700
Closed -$247K
KSM
206
DELISTED
DWS Strategic Municipal Income Trust
KSM
– –
-16,320
Closed -$178K
AYX
207
DELISTED
Alteryx Inc
AYX
– –
-79,480
Closed -$3.03M
RSX
208
DELISTED
VanEck Russia ETF
RSX
– –
-29,000
Closed -$616K
RSX
209
PUT
DELISTED
VanEck Russia ETF
RSX
– –
-50,000
Closed -$1.06M
ZNGA
210
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-877,900
Closed -$3.57M
NUAN
211
DELISTED
Nuance Communications, Inc.
NUAN
– –
-493,835
Closed -$5.94M
RDS.A
212
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-12,375
Closed -$857K
FLXN
213
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-93,626
Closed -$2.42M
PRSP
214
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-144,200
Closed -$2.96M
RP
215
DELISTED
RealPage, Inc.
RP
– –
-65,799
Closed -$3.63M
SINA
216
DELISTED
Sina Corp
SINA
– –
-5,130
Closed -$434K
WMGI
217
DELISTED
Wright Medical Group Inc
WMGI
– –
-136,705
Closed -$3.55M
AGFSW
218
DELISTED
AgroFresh Solutions Inc Warrants
AGFSW
– –
-1,224,851
Closed -$453K
AABA
219
CALL
DELISTED
Altaba Inc
AABA
– –
-30,000
Closed -$2.2M
AABA
220
DELISTED
Altaba Inc
AABA
– –
-48,530
Closed -$3.55M
DTV
221
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
– –
-78,921
Closed -$4.08M
AMR
222
DELISTED
Alta Mesa Resources Inc
AMR
– –
-304,200
Closed -$2.07M
NXEO
223
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
– –
-467,515
Closed -$4.27M
STLRW
224
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
– –
-78,069
Closed -$20K
SMPLW
225
DELISTED
The Simply Good Foods Company Warrant
SMPLW
– –
-499,425
Closed -$2.07M
6 7 8
9
10

Similar funds

MFM
MHR Fund Management New York $1.37B AUM 68.35% 1-Year Est. Return
EFG
Ethos Financial Group King Of Prussia, Pennsylvania $1.37B AUM 19.43% 1-Year Est. Return
SOS
Silver Oak Securities Jackson, Tennessee $1.37B AUM 20.67% 1-Year Est. Return
MAWA
Moss Adams Wealth Advisors Seattle, Washington $1.37B AUM 19.97% 1-Year Est. Return
PP
Pertento Partners London, United Kingdom $1.37B AUM 36.36% 1-Year Est. Return
RI
RWWM Inc Rocklin, California $1.37B AUM 3.81% 1-Year Est. Return
HPC
Hill Path Capital New York $1.37B AUM 15.26% 1-Year Est. Return
NGA
Naples Global Advisors Naples, Florida $1.37B AUM 28.26% 1-Year Est. Return

Ionic Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Ionic Capital Management held 239 positions worth $1.17B, down 31% from $1.69B the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Ionic Capital Management withdrew a net $542M in Q3 2018, closing 103 positions and reducing 54 holdings. Its most notable exit was NXP Semiconductors, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, down from 3.4% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Ionic Capital Management opened a new position in Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A worth $9.36M.

  • Ionic Capital Management's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 8,740 shares worth $9.36M.
  • Ionic Capital Management added most to Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A in Q3 2018, an estimated $6.23M increase.
  • Ionic Capital Management's biggest Q3 2018 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $22.1M.
  • Ionic Capital Management fully exited NXP Semiconductors in Q3 2018, selling an estimated $10.2M.
  • Ionic Capital Management's ten largest holdings make up 68% of its $1.17B portfolio in Q3 2018.
  • Ionic Capital Management opened 34 new positions and closed 103 in Q3 2018.
  • Ionic Capital Management's portfolio value fell 31% quarter-over-quarter to $1.17B.

Based on Ionic Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.