ICM

Ionic Capital Management Portfolio holdings

AUM $89.2M
1-Year Return 9.36%
This Quarter Return
-0.34%
1 Year Return
+9.36%
3 Year Return
+60.94%
5 Year Return
+355.07%
10 Year Return
+414.23%
AUM
$495M
AUM Growth
-$93.8M
Cap. Flow
-$98.3M
Cap. Flow %
-19.84%
Top 10 Hldgs %
31.68%
Holding
257
New
36
Increased
45
Reduced
50
Closed
53

Top Buys

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$14.2M
2
EFA icon
iShares MSCI EAFE ETF
EFA
$14.2M
3
ANTX
Anthem, Inc.
ANTX
$13.4M
4
AVGO icon
Broadcom
AVGO
$8.86M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$8.33M

Top Sells

1
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$29M
2
AAPL icon
Apple
AAPL
$13.5M
3
AGN
Allergan plc
AGN
$12.6M
4
DELL icon
Dell
DELL
$9.43M
5
MRK icon
Merck
MRK
$8.94M

Sector Composition

1 Technology 17.02%
2 Materials 7.46%
3 Consumer Discretionary 6.93%
4 Consumer Staples 6.13%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DYN
201
DELISTED
Dynegy, Inc.
DYN
– –
0
– –
AGN.PRA
202
DELISTED
Allergan plc.
AGN.PRA
– –
-5,339
Closed -$3.13M
DRYS
203
DELISTED
DryShips Inc. Common Stock
DRYS
– –
-251,117
Closed -$887K
DISH
204
DELISTED
DISH Network Corp.
DISH
– –
0
– –
MORL
205
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
– –
-50,727
Closed -$895K
CELG
206
DELISTED
Celgene Corp
CELG
– –
0
– –
CATYW
207
DELISTED
Cathay General Bancorp Warrant
CATYW
– –
-354,406
Closed -$7.9M
XIV
208
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
– –
-7,343
Closed -$987K
TCF
209
DELISTED
TCF Financial Corporation
TCF
– –
0
– –
MOS icon
210
The Mosaic Company
MOS
$10.4B
– –
0
– –
MPC icon
211
Marathon Petroleum
MPC
$54.4B
– –
0
– –
OIH icon
212
VanEck Oil Services ETF
OIH
$890M
– –
-11,528
Closed -$6.01M
OKE icon
213
Oneok
OKE
$46.8B
– –
0
– –
PCTY icon
214
Paylocity
PCTY
$9.68B
– –
0
– –
RYAM icon
215
Rayonier Advanced Materials
RYAM
$379M
– –
0
– –
SIRI icon
216
SiriusXM
SIRI
$7.94B
– –
0
– –
SOHU
217
Sohu.com
SOHU
$468M
– –
-30,805
Closed -$1.34M
SU icon
218
Suncor Energy
SU
$48.7B
– –
0
– –
TAP icon
219
Molson Coors Class B
TAP
$9.87B
– –
-60,000
Closed -$4.92M
TEVA icon
220
Teva Pharmaceuticals
TEVA
$21.2B
– –
-3,520
Closed -$67K
TFC icon
221
Truist Financial
TFC
$60.7B
– –
0
– –
TLT icon
222
iShares 20+ Year Treasury Bond ETF
TLT
$48.1B
– –
-30,000
Closed -$3.81M
MDT icon
223
Medtronic
MDT
$119B
– –
0
– –
MGM icon
224
MGM Resorts International
MGM
$10.1B
– –
-8,400
Closed -$280K
UNP icon
225
Union Pacific
UNP
$132B
– –
0
– –
6 7 8
9
10