ICAS

Investors Capital Advisory Services Portfolio holdings

AUM $521M
1-Year Est. Return 1.5%
This Quarter Est. Return
1 Year Est. Return
+1.5%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$521M
AUM Growth
+$18.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
759
New
Increased
Reduced
Closed

Top Buys

1
+$2.2M
2
+$887K
3
+$625K
4
NKE icon
Nike
NKE
+$594K
5
REI icon
Ring Energy
REI
+$569K

Top Sells

1
+$2.68M
2
+$833K
3
+$743K
4
PEP icon
PepsiCo
PEP
+$651K
5
PML
PIMCO Municipal Income Fund II
PML
+$481K

Sector Composition

1 Financials 8.9%
2 Healthcare 7.27%
3 Consumer Staples 6.38%
4 Energy 6.35%
5 Technology 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAVE
676
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-4,340
CEM
677
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-3,900
WMC
678
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-1,099
TIF
679
DELISTED
Tiffany & Co.
TIF
– –
-10,129
EEQ
680
DELISTED
Enbridge Energy Management Llc
EEQ
– –
-27,222
CBI
681
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-5,927
FPP.WS
682
DELISTED
FieldPoint Petroleum Corporation Common Stock Purchase Warrants
FPP.WS
$0 ﹤0.01%
25,250
WFM
683
DELISTED
Whole Foods Market Inc
WFM
– –
-7,116
SQNM
684
DELISTED
SEQUENOM INC NEW
SQNM
– –
-31,950
NTI
685
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-19,147
LINE
686
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-10,178
QTWW
687
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
– –
-21,300
PGH
688
DELISTED
Pengrowth Energy Corporation
PGH
– –
-10,357
HTCH
689
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
– –
-16,226
TWC
690
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-2,305
UDF
691
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$0 ﹤0.01%
98,540
-25,633
24 25 26 27
28