Integrated Wealth Management (Palm Desert)’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-941	Closed	-$44K	–	387
2016 Q3	$44K	Buy	941 +741	+371%	+$33.8K	0.02%	430
2016 Q2	$9K	Hold	200	–	–	﹤0.01%	783
2016 Q1	$9K	Hold	200	–	–	﹤0.01%	720
2015 Q4	$9K	Hold	200	–	–	﹤0.01%	789
2015 Q3	$9K	Hold	200	–	–	﹤0.01%	781
2015 Q2	$10K	Sell	200 -1,000	-83%	-$48.5K	﹤0.01%	783
2015 Q1	$57K	Buy	+1,200	New	+$56.7K	0.02%	369

Other funds holding CWB

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s CWB Position: Q4 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q4 2016, closing a stake of 941 shares — an estimated $44K sold.

Integrated Wealth Management (Palm Desert) first reported a position in CWB in Q1 2015 and held it in 7 quarters. The position peaked at $57K in Q1 2015. 233 funds tracked by Wall St. Rank hold CWB as of Q4 2016.

Integrated Wealth Management (Palm Desert) reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q4 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 941 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2016, an estimated $44K.
Integrated Wealth Management (Palm Desert) first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q1 2015 and held it in 7 quarters.
Integrated Wealth Management (Palm Desert)'s State Street SPDR Bloomberg Convertible Securities ETF position peaked at $57K in Q1 2015.
233 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q4 2016, filed 6 Jan 2017.